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AMT

Name Holding Trade Value Shares
Change 		Change in
Stake
NC
701
NewSquare Capital
Pennsylvania
$6K – – –
VNA
702
Valley National Advisers
Pennsylvania
$5K -$12.8K -136 -69%
CCS
703
Crosspoint Capital Strategies
California
$5K +$5.65K +60 New
ST
704
Spot Trading
Illinois
$5K +$5.74K +61 New
IF
705
Ironwood Financial
Arizona
$5K +$5.84K +62 New
RPG
706
Risk Paradigm Group
Texas
$4.31K +$4.61K +49 New
AA
707
Apriem Advisors
California
$4K – – –
CFSG
708
Community Financial Services Group
Vermont
$4K – – –
LWA
709
Lenox Wealth Advisors
New York
$4K – – –
BCFS
710
Butensky & Cohen Financial Security
Florida
$3K +$2.73K +29 New
SIM
711
Sonora Investment Management
Arizona
$3K +$3.29K +35 New
KA
712
Klingman & Associates
New York
$2K -$27.6K -293 -92%
MIM
713
Macroview Investment Management
Maryland
$2K – – –
RFA
714
Reilly Financial Advisors
California
$2K – – –
MWP
715
MYCIO Wealth Partners
Pennsylvania
$2K +$2.54K +27 New
RIA
716
Regal Investment Advisors
Michigan
$2K +$2.83K +30 New
WCM
717
Wealthcare Capital Management
Virginia
$1K – – –
RWM
718
Raffa Wealth Management
District of Columbia
$528 – – –
UIM
719
USS Investment Management
United Kingdom
– -$81.2M -870,000 Closed
MCM
720
Moore Capital Management
New York
– -$42M -450,000 Closed
EAM
721
EverPoint Asset Management
Connecticut
– -$23.3M -250,000 Closed
WCP
722
Waterfront Capital Partners
New York
– -$21.5M -230,000 Closed
WG
723
Winton Group
United Kingdom
– -$16.2M -173,639 Closed
IG
724
ING Group
Netherlands
– -$8.78M -94,050 Closed
IIM
725
Ivory Investment Management
New York
– -$7.21M -77,310 Closed
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