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Ameriprise Financial
AMP

Name Holding Trade Value Shares
Change 		Change in
Stake
E
1026
Ergoteles
New York
– -$348K -1,152 Closed
TIM
1027
Thompson Investment Management
Wisconsin
– -$348K -1,152 Closed
SWA
1028
Stratos Wealth Advisors
Ohio
– -$322K -1,067 Closed
DCM
1029
Driehaus Capital Management
Illinois
– -$318K -1,054 Closed
OTL
1030
Oak Thistle LLC
New York
– -$307K -1,019 Closed
A
1031
Astrantus
Cyprus
– -$302K -1,000 Closed
BFM
1032
Boothbay Fund Management
New York
– -$276K -916 Closed
PP
1033
Paloma Partners
Connecticut
– -$271K -900 Closed
GA
1034
Geller Advisors
New York
– -$250K -829 Closed
EN1L
1035
Engine No 1 LLC
California
– -$231K -765 Closed
CSIC
1036
Clifford Swan Investment Counsel
California
– -$220K -728 Closed
CW
1037
Connectus Wealth
Ohio
– -$213K -706 Closed
AWCI
1038
Alpine Woods Capital Investors
New York
– -$211K -700 Closed
VCM
1039
Virtue Capital Management
Tennessee
– -$208K -691 Closed
FHA
1040
Flagship Harbor Advisors
Massachusetts
– -$208K -688 Closed
CWM
1041
Cornerstone Wealth Management
Missouri
– -$206K -681 Closed
TAM
1042
Trillium Asset Management
Massachusetts
– -$204K -676 Closed
SBIA
1043
Sheaff Brock Investment Advisors
Indiana
– -$204K -675 Closed
OFS
1044
OneAscent Financial Services
Alabama
– -$203K -673 Closed
CA
1045
Cornerstone Advisory
Maryland
– -$130K -430 Closed
FCA
1046
FinTrust Capital Advisors
South Carolina
– -$110K -365 Closed
AWA
1047
Amplius Wealth Advisors
Pennsylvania
– -$97K -323 Closed
EBA
1048
Eagle Bay Advisors
New York
– -$62K -203 Closed
AAM
1049
Advisors Asset Management
Colorado
– -$60.3K -200 Closed
CWS
1050
Confluence Wealth Services
Pennsylvania
– -$39K -130 Closed
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