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Ameriprise Financial

Name Holding Trade Value Shares
Change
Change in
Stake
LWM
726
Lyell Wealth Management
California
– -$285K -2,570 Closed
ISL
727
Ingalls & Snyder LLC
New York
– -$244K -2,203 Closed
Wolverine Trading
728
Wolverine Trading
Illinois
– -$238K -2,142 Closed
MBT
729
Montecito Bank & Trust
California
– -$234K -2,113 Closed
HSA
730
HBK Sorce Advisory
Pennsylvania
– -$241K -1,944 Closed
PFPT
731
Pinnacle Financial Partners (Tennessee)
Tennessee
– -$203K -1,834 Closed
DTL
732
Dynamic Technology Lab
Singapore
– -$201K -1,808 Closed
PIA
733
Piedmont Investment Advisors
North Carolina
– -$148K -1,332 Closed
JIC
734
Joel Isaacson & Co
New York
– -$61K -547 Closed
WOC
735
West Oak Capital
California
– -$33.3K -300 Closed
BBHC
736
Brown Brothers Harriman & Co
New York
– -$28K -250 Closed
EF
737
Empirical Finance
Pennsylvania
– -$10K -84 Closed
EARNEST Partners
738
EARNEST Partners
Georgia
– -$9K -78 Closed
SFS
739
Sowell Financial Services
Arkansas
– -$10K -74 Closed
FAN
740
Financial Advisors Network
California
– -$6.78K -60 Closed
IPC
741
Independent Portfolio Consultants
Florida
– -$4K -39 Closed
DPA
742
Delphi Private Advisors
California
– -$4K -32 Closed
RFS
743
Rockefeller Financial Services
New York
– -$2K -18 Closed
RWM
744
Raffa Wealth Management
District of Columbia
– -$666 -6 Closed