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Ameriprise Financial

AMP

Market cap $43.4B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
701	TAM 701 Tocqueville Asset Management New York	–	-$249K	-1,886	Closed
702	OPCM 702 Osborne Partners Capital Management San Francisco, California	–	-$238K	-1,800	Closed
703	RCM 703 Reynolds Capital Management Las Vegas, Nevada	–	-$225K	-1,700	Closed
704	GAG 704 GM Advisory Group Melville, New York	–	-$225K	-1,698	Closed
705	EPM 705 Equitec Proprietary Markets Chicago, Illinois	–	-$220K	-1,666	Closed
706	PGA 706 Portland Global Advisors Portland, Maine	–	-$202K	-1,527	Closed
707	KS 707 Karpas Strategies Litchfield, Connecticut	–	-$201K	-1,520	Closed
708	BGIM 708 Boussard & Gavaudan Investment Management London, United Kingdom	–	-$202K	-1,502	Closed
709	SC 709 SRB Corp Boston, Massachusetts	–	-$147K	-1,115	Closed
710	FNYS 710 First New York Securities New York	–	-$145K	-1,100	Closed
711	BRWA 711 B. Riley Wealth Advisors Boca Raton, Florida	–	-$140K	-1,061	Closed
712	TC 712 TradeLink Capital Chicago, Illinois	–	-$85K	-642	Closed
713	NPC 713 National Planning Corporation El Segundo, California	–	-$66.5K	-525	Closed
714	KTC 714 Kistler-Tiffany Companies Berwyn, Pennsylvania	–	-$48K	-360	Closed
715	RMAM 715 Raab & Moskowitz Asset Management Chatham, New Jersey	–	-$30K	-225	Closed
716	MCM 716 MV Capital Management Bethesda, Maryland	–	-$10K	-74	Closed
717	FPFS 717 First Personal Financial Services Charlotte, North Carolina	–	-$7K	-54	Closed
718	WCM 718 Wealthcare Capital Management Richmond, Virginia	–	+$30.3K	+230	New