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Ameriprise Financial
AMP

Name Holding Trade Value Shares
Change 		Change in
Stake
EF
601
Empirical Finance
Pennsylvania
$361K +$42.6K +169 +13%
B
602
BP
United Kingdom
$360K – – –
APA
603
American Portfolios Advisors
New York
$355K +$281K +1,113 +357%
PCM
604
Prelude Capital Management
New York
$353K +$357K +1,417 New
EWM
605
Evermay Wealth Management
Virginia
$352K -$52.4K -208 -13%
IC
606
IEQ Capital
California
$352K +$82.2K +326 +30%
TIM
607
Thompson Investment Management
Wisconsin
$349K – – –
OAM
608
Optimal Asset Management
California
$348K – – –
WSCM
609
Wellington Shields Capital Management
New York
$348K – – –
HCMG
610
Howard Capital Management Group
California
$347K – – –
IAA
611
Independent Advisor Alliance
North Carolina
$343K -$766K -3,038 -69%
MAM
612
McLean Asset Management
Virginia
$339K – – –
RWP
613
RWA Wealth Partners
Massachusetts
$339K – – –
OPA
614
Old Port Advisors
Maine
$333K -$76.9K -305 -18%
FMLI
615
Fukoku Mutual Life Insurance
Japan
$333K – – –
GIA
616
Gladstone Institutional Advisory
Florida
$330K +$334K +1,326 New
SB
617
Sunflower Bank
Texas
$329K +$27.5K +109 +9%
PCM
618
Perritt Capital Management
Illinois
$328K -$14.4K -57 -4%
CFN
619
Cordasco Financial Network
Florida
$324K -$126K -500 -28%
FFN
620
Focus Financial Network
Minnesota
$324K +$28.2K +112 +9%
GAM
621
Guinness Asset Management
United Kingdom
$321K +$80.7K +320 +33%
BCM
622
Bayesian Capital Management
New York
$320K +$324K +1,285 New
MAM
623
Meeder Asset Management
Ohio
$318K -$75.9K -301 -19%
SWP
624
Stratos Wealth Partners
Ohio
$317K -$4.54K -18 -1%
BBA
625
BLB&B Advisors
Pennsylvania
$317K – – –
23 24
25
26 27