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Ameriprise Financial

580 hedge funds and large institutions have $19.5B invested in Ameriprise Financial in 2013 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 165 increasing their positions, 239 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

176% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 33

70% more funds holding in top 10

Funds holding in top 10: 1017 (+7)

23% more capital invested

Capital invested by funds: $15.8B → $19.5B (+$3.66B)

16% more call options, than puts

Call options by funds: $35.6M | Put options by funds: $30.7M

11% more funds holding

Funds holding: 524580 (+56)

0.96% less ownership

Funds ownership: 88.21%87.25% (-0.96%)

31% less repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 239

Holders
580
Holders Change
+56
Holders Change %
+10.69%
% of All Funds
16.83%
Holding in Top 10
17
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+70%
% of All Funds
0.49%
New
91
Increased
165
Reduced
239
Closed
33
Calls
$35.6M
Puts
$30.7M
Net Calls
+$4.96M
Net Calls Change
+$5.75M
Name Holding Trade Value Shares
Change
Change in
Stake
CGM
51
Capital Growth Management
Massachusetts
$72.5M +$65.1M +630,000 New
TAM
52
Todd Asset Management
Kentucky
$71.5M +$1.77M +17,175 +3%
PIM
53
Perkins Investment Management
Illinois
$69.2M -$35M -338,450 -36%
RFC
54
Russell Frank Company
Washington
$68.7M -$19.3M -186,913 -22%
Sumitomo Mitsui Trust Group
55
Sumitomo Mitsui Trust Group
Japan
$67M -$3.74M -36,199 -6%
New York State Common Retirement Fund
56
New York State Common Retirement Fund
New York
$65.6M -$3.27M -31,700 -5%
AQR Capital Management
57
AQR Capital Management
Connecticut
$64.9M +$16.8M +162,282 +40%
GA
58
Geneva Advisors
Illinois
$64.1M +$1.43M +13,809 +3%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$63M -$892K -8,637 -2%
Westfield Capital Management
60
Westfield Capital Management
Massachusetts
$60.8M -$21.8M -210,750 -29%
State of Tennessee, Department of Treasury
61
State of Tennessee, Department of Treasury
Tennessee
$58.9M +$7.86M +76,141 +17%
CS
62
Credit Suisse
Switzerland
$58.6M +$6.34M +61,352 +14%
TRSOTSOK
63
Teachers Retirement System of the State of Kentucky
Kentucky
$58.1M +$1.4M +13,540 +3%
PPA
64
Parametric Portfolio Associates
Washington
$55.2M -$817K -7,914 -2%
GLA
65
Great Lakes Advisors
Illinois
$54.9M -$3.13M -30,259 -6%
Barclays
66
Barclays
United Kingdom
$52.4M +$22.1M +214,266 +89%
LAM
67
Lyrical Asset Management
New York
$52.3M +$15.9M +154,003 +51%
New York State Teachers Retirement System (NYSTRS)
68
New York State Teachers Retirement System (NYSTRS)
New York
$50.5M -$1.99M -19,263 -4%
FWCM
69
Ferguson Wellman Capital Management
Oregon
$49.6M +$1.23M +11,925 +3%
BlackRock
70
BlackRock
New York
$49.5M +$1.6M +15,485 +4%
AllianceBernstein
71
AllianceBernstein
Tennessee
$47.8M +$367K +3,555 +0.9%
Charles Schwab
72
Charles Schwab
California
$45.6M -$527K -5,107 -1%
Canada Life
73
Canada Life
Manitoba, Canada
$44.6M +$397K +3,847 +1%
RIM
74
RS Investment Management
California
$44.1M -$3.92M -37,958 -9%
Cohen & Steers
75
Cohen & Steers
New York
$43.9M -$18.7M -180,800 -32%

AMP Hedge Fund Activity: Q4 2013 in Review

580 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Ameriprise Financial (AMP) for Q4 2013, worth a combined $19.5B — up 23% from $15.8B a quarter earlier.

Buyers outnumbered sellers: 91 funds opened new AMP positions and 33 closed out — a net gain of 58 holders — while 165 added to existing stakes and 239 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $68.4M. The largest seller was Norges Bank, cutting an estimated $170M.

  • 580 institutional investors held Ameriprise Financial (AMP) as of Q4 2013, up from 524 in Q3 2013.
  • Funds reported $19.5B of Ameriprise Financial stock for Q4 2013, up 23% quarter-over-quarter.
  • 91 funds opened new Ameriprise Financial positions in Q4 2013 and 33 closed out, a net change of +58 holders.
  • The largest Ameriprise Financial buyer in Q4 2013 was Goldman Sachs, an estimated $68.4M added.
  • The largest Ameriprise Financial seller in Q4 2013 was Norges Bank, an estimated $170M sold.

Based on aggregated 13F filings for Q4 2013.