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Ameriprise Financial

580 hedge funds and large institutions have $19.5B invested in Ameriprise Financial in 2013 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 165 increasing their positions, 239 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

176% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 33

70% more funds holding in top 10

Funds holding in top 10: 1017 (+7)

23% more capital invested

Capital invested by funds: $15.8B → $19.5B (+$3.66B)

16% more call options, than puts

Call options by funds: $35.6M | Put options by funds: $30.7M

11% more funds holding

Funds holding: 524580 (+56)

0.96% less ownership

Funds ownership: 88.21%87.25% (-0.96%)

31% less repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 239

Holders
580
Holders Change
+56
Holders Change %
+10.69%
% of All Funds
16.83%
Holding in Top 10
17
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+70%
% of All Funds
0.49%
New
91
Increased
165
Reduced
239
Closed
33
Calls
$35.6M
Puts
$30.7M
Net Calls
+$4.96M
Net Calls Change
+$5.75M
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
551
Tortoise Investment Management
New York
$18K
CWM
552
Cranbrook Wealth Management
Michigan
$18K +$16.5K +160 New
SMG
553
Spectrum Management Group
Indiana
$17K +$15K +145 New
PO
554
Private Ocean
California
$16K +$14.6K +141 New
MUMSS
555
Mitsubishi UFJ Morgan Stanley Securities
Japan
$14K -$35.1K -340 -74%
BC
556
Bartlett & Co
Ohio
$14K
MWP
557
MYCIO Wealth Partners
Pennsylvania
$14K
FNBT
558
FineMark National Bank & Trust
Florida
$13K +$1.76K +17 +17%
CG
559
Colony Group
Massachusetts
$13K +$11.9K +115 New
PCM
560
Prelude Capital Management
New York
$12K +$10.3K +100 New
PMFA
561
Plante Moran Financial Advisors
Michigan
$11K
WA
562
WFG Advisors
Texas
$11K
WTC
563
WhitTier Trust Company
Nevada
$11K
TCM
564
Tradewinds Capital Management
Washington
$10K +$8.98K +87 New
AF
565
Arrow Financial
New York
$9K
SFSIG
566
San Francisco Sentry Investment Group
California
$8K -$310 -3 -4%
FMII
567
Farmers & Merchants Investments Inc
Nebraska
$8K
EWM
568
Elite Wealth Management
Washington
$7K +$6.61K +64 New
FAM
569
Formidable Asset Management
Ohio
$6K
ASN
570
Advisory Services Network
Georgia
$6K +$5.58K +54 New
LWA
571
Lenox Wealth Advisors
New York
$5K +$4.34K +42 New
TFO
572
Tarbox Family Office
California
$5K +$4.75K +46 New
CHC
573
City Holding Co
West Virginia
$3K +$4.23K +41 New
S
574
SignatureFD
Georgia
$2K -$2.07K -20 -51%
CAM
575
ClariVest Asset Management
California
$2K

AMP Hedge Fund Activity: Q4 2013 in Review

580 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Ameriprise Financial (AMP) for Q4 2013, worth a combined $19.5B — up 23% from $15.8B a quarter earlier.

Buyers outnumbered sellers: 91 funds opened new AMP positions and 33 closed out — a net gain of 58 holders — while 165 added to existing stakes and 239 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $68.4M. The largest seller was Norges Bank, cutting an estimated $170M.

  • 580 institutional investors held Ameriprise Financial (AMP) as of Q4 2013, up from 524 in Q3 2013.
  • Funds reported $19.5B of Ameriprise Financial stock for Q4 2013, up 23% quarter-over-quarter.
  • 91 funds opened new Ameriprise Financial positions in Q4 2013 and 33 closed out, a net change of +58 holders.
  • The largest Ameriprise Financial buyer in Q4 2013 was Goldman Sachs, an estimated $68.4M added.
  • The largest Ameriprise Financial seller in Q4 2013 was Norges Bank, an estimated $170M sold.

Based on aggregated 13F filings for Q4 2013.