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Ameriprise Financial

580 hedge funds and large institutions have $19.5B invested in Ameriprise Financial in 2013 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 165 increasing their positions, 239 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

176% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 33

70% more funds holding in top 10

Funds holding in top 10: 1017 (+7)

23% more capital invested

Capital invested by funds: $15.8B → $19.5B (+$3.66B)

16% more call options, than puts

Call options by funds: $35.6M | Put options by funds: $30.7M

11% more funds holding

Funds holding: 524580 (+56)

0.96% less ownership

Funds ownership: 88.21%87.25% (-0.96%)

31% less repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 239

Holders
580
Holders Change
+56
Holders Change %
+10.69%
% of All Funds
16.83%
Holding in Top 10
17
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+70%
% of All Funds
0.49%
New
91
Increased
165
Reduced
239
Closed
33
Calls
$35.6M
Puts
$30.7M
Net Calls
+$4.96M
Net Calls Change
+$5.75M
Name Holding Trade Value Shares
Change
Change in
Stake
NYLT
501
New York Life Trust
New York
$129K +$100K +973 +662%
Fuller & Thaler Asset Management
502
Fuller & Thaler Asset Management
California
$121K
BAM
503
Barrett Asset Management
New York
$118K -$294K -2,850 -74%
LWM
504
LBA Wealth Management
Florida
$118K +$106K +1,025 New
PL
505
Parkwood LLC
Ohio
$114K +$102K +990 New
MPWT
506
MassMutual Private Wealth & Trust
Connecticut
$101K +$90.3K +874 New
SAMC
507
Shinko Asset Management Company
Japan
$100K -$18.1K -175 -17%
ST
508
Smithfield Trust
Pennsylvania
$100K
TDC
509
Thompson Davis & Co
Virginia
$100K +$89.9K +870 New
KT
510
Kanaly Trust
Texas
$92K +$82.6K +800 New
WT
511
Whittier Trust
California
$90K
GAM
512
Guinness Asset Management
United Kingdom
$81K +$20.7K +200 +40%
EFSCE
513
Enterprise Financial Services Corp (EFSC)
Missouri
$80K
CAL
514
Capital Analysts LLC
Pennsylvania
$78.2K
MFS
515
MSI Financial Services
Massachusetts
$76K +$16.6K +161 +32%
BAM
516
Brave Asset Management
New Jersey
$76K +$68.1K +659 New
EP
517
Edinburgh Partners
United Kingdom
$74K +$6.71K +65 +11%
OIA
518
Optimum Investment Advisors
Illinois
$72K
TCOV
519
Trust Company of Vermont
Vermont
$55K +$31K +300 +167%
BBPWM
520
Blue Bell Private Wealth Management
Pennsylvania
$55K +$49.6K +480 New
JIC
521
Joel Isaacson & Co
New York
$53K
PIM
522
Parasol Investment Management
Illinois
$52K +$46.8K +453 New
Manulife (Manufacturers Life Insurance)
523
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$51.7K -$4.65M -45,007 -9%
IMS
524
Index Management Solutions
Pennsylvania
$51K +$1.65K +16 +4%
IC
525
IKOS CIF
Cyprus
$50K -$334K -3,238 -88%

AMP Hedge Fund Activity: Q4 2013 in Review

580 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Ameriprise Financial (AMP) for Q4 2013, worth a combined $19.5B — up 23% from $15.8B a quarter earlier.

Buyers outnumbered sellers: 91 funds opened new AMP positions and 33 closed out — a net gain of 58 holders — while 165 added to existing stakes and 239 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $68.4M. The largest seller was Norges Bank, cutting an estimated $170M.

  • 580 institutional investors held Ameriprise Financial (AMP) as of Q4 2013, up from 524 in Q3 2013.
  • Funds reported $19.5B of Ameriprise Financial stock for Q4 2013, up 23% quarter-over-quarter.
  • 91 funds opened new Ameriprise Financial positions in Q4 2013 and 33 closed out, a net change of +58 holders.
  • The largest Ameriprise Financial buyer in Q4 2013 was Goldman Sachs, an estimated $68.4M added.
  • The largest Ameriprise Financial seller in Q4 2013 was Norges Bank, an estimated $170M sold.

Based on aggregated 13F filings for Q4 2013.