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Ameriprise Financial

524 hedge funds and large institutions have $15.8B invested in Ameriprise Financial in 2013 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 157 increasing their positions, 213 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 34

12% more capital invested

Capital invested by funds: $14.1B → $15.8B (+$1.75B)

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

4% more funds holding

Funds holding: 506524 (+18)

1.08% more ownership

Funds ownership: 87.13%88.21% (+1.1%)

3% less call options, than puts

Call options by funds: $23M | Put options by funds: $23.8M

26% less repeat investments, than reductions

Existing positions increased: 157 | Existing positions reduced: 213

Holders
524
Holders Change
+18
Holders Change %
+3.56%
% of All Funds
16.99%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.32%
New
56
Increased
157
Reduced
213
Closed
34
Calls
$23M
Puts
$23.8M
Net Calls
-$788K
Net Calls Change
-$6.33M
Name Holding Trade Value Shares
Change
Change in
Stake
IMS
476
Index Management Solutions
Pennsylvania
$39K +$38K +430 New
MAM
477
Mizuho Asset Management
Japan
$37K
AW
478
Alpha Windward
Massachusetts
$36K
PTC
479
Private Trust Company
Ohio
$35K
KTC
480
Kistler-Tiffany Companies
Pennsylvania
$33K -$1.77K -20 -5%
DSC
481
Duncker Streett & Co
Missouri
$33K
RNS
482
Robert N. Shapiro
$32K -$5.3K -60 -15%
HR
483
Howe & Rusling
New York
$30K -$1.85K -21 -6%
HF
484
Hoxton Financial
West Virginia
$28K -$5.3K -60 -16%
WRM
485
Westport Resources Management
Connecticut
$27K +$12.2K +138 +85%
CBT
486
Central Bank & Trust
Kentucky
$24K
CA
487
CapWealth Advisors
Tennessee
$22K
TWA
488
TCI Wealth Advisors
Arizona
$22K
RA
489
Rational Advisors
New York
$19K
MFBTD
490
MB Financial Bank - Trust Department
Illinois
$18K
RI
491
Redwood Investments
Massachusetts
$18K
PAS
492
Partnervest Advisory Services
California
$17K -$530 -6 -3%
NMLIC
493
Northwestern Mutual Life Insurance Company
Wisconsin
$17K +$16.5K +187 New
TCOV
494
Trust Company of Vermont
Vermont
$16K
CP
495
Corbenic Partners
Pennsylvania
$14K
TIM
496
Tortoise Investment Management
New York
$14K
NYLT
497
New York Life Trust
New York
$13K +$13K +147 New
ZTNA
498
Zions Trust National Association
Utah
$12K
BC
499
Bartlett & Co
Ohio
$11K
MWP
500
MYCIO Wealth Partners
Pennsylvania
$11K

AMP Hedge Fund Activity: Q3 2013 in Review

524 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Ameriprise Financial (AMP) for Q3 2013, worth a combined $15.8B — up 12% from $14.1B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new AMP positions and 34 closed out — a net gain of 22 holders — while 157 added to existing stakes and 213 trimmed.

The largest buyer was OppenheimerFunds, adding an estimated $74.3M. The largest seller was Norges Bank, cutting an estimated $151M.

  • 524 institutional investors held Ameriprise Financial (AMP) as of Q3 2013, up from 506 in Q2 2013.
  • Funds reported $15.8B of Ameriprise Financial stock for Q3 2013, up 12% quarter-over-quarter.
  • 56 funds opened new Ameriprise Financial positions in Q3 2013 and 34 closed out, a net change of +22 holders.
  • The largest Ameriprise Financial buyer in Q3 2013 was OppenheimerFunds, an estimated $74.3M added.
  • The largest Ameriprise Financial seller in Q3 2013 was Norges Bank, an estimated $151M sold.

Based on aggregated 13F filings for Q3 2013.