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Ameriprise Financial

524 hedge funds and large institutions have $15.8B invested in Ameriprise Financial in 2013 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 157 increasing their positions, 213 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 34

12% more capital invested

Capital invested by funds: $14.1B → $15.8B (+$1.75B)

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

4% more funds holding

Funds holding: 506524 (+18)

1.08% more ownership

Funds ownership: 87.13%88.21% (+1.1%)

3% less call options, than puts

Call options by funds: $23M | Put options by funds: $23.8M

26% less repeat investments, than reductions

Existing positions increased: 157 | Existing positions reduced: 213

Holders
524
Holders Change
+18
Holders Change %
+3.56%
% of All Funds
16.99%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.32%
New
56
Increased
157
Reduced
213
Closed
34
Calls
$23M
Puts
$23.8M
Net Calls
-$788K
Net Calls Change
-$6.33M
Name Holding Trade Value Shares
Change
Change in
Stake
ICM
451
ICC Capital Management
Florida
$137K -$71.9K -814 -35%
LIA
452
LS Investment Advisors
Michigan
$128K +$20.3K +230 +20%
OSNBOA
453
Old Second National Bank of Aurora
Illinois
$120K
FA
454
Friess Associates
Delaware
$118K
DVM
455
Dreman Value Management
Florida
$111K +$108K +1,219 New
MCM
456
Manchester Capital Management
Vermont
$109K
AAM
457
Advisors Asset Management
Colorado
$104K -$199K -2,254 -66%
Fuller & Thaler Asset Management
458
Fuller & Thaler Asset Management
California
$96K -$185K -2,100 -67%
SAMC
459
Shinko Asset Management Company
Japan
$95K -$17.7K -200 -16%
FBC
460
Fairfield, Bush & Co
Connecticut
$81K
ST
461
Smithfield Trust
Pennsylvania
$80K
WT
462
Whittier Trust
California
$71K
TAS
463
TIFF Advisory Services
Pennsylvania
$64K
EFSCE
464
Enterprise Financial Services Corp (EFSC)
Missouri
$63K -$4.15K -47 -6%
CAL
465
Capital Analysts LLC
Pennsylvania
$61.9K +$21.2K +240 +55%
OIA
466
Optimum Investment Advisors
Illinois
$57K +$55.5K +628 New
EP
467
Edinburgh Partners
United Kingdom
$53K
GAM
468
Guinness Asset Management
United Kingdom
$46K
Toronto Dominion Bank
469
Toronto Dominion Bank
Ontario, Canada
$46K +$44.2K +500 New
Manulife (Manufacturers Life Insurance)
470
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$45K +$11.4M +129,551 +36%
CCM
471
Credo Capital Management
Maryland
$45K
MFS
472
MSI Financial Services
Massachusetts
$45K +$16.2K +183 +58%
JIC
473
Joel Isaacson & Co
New York
$42K
MUMSS
474
Mitsubishi UFJ Morgan Stanley Securities
Japan
$42K
M
475
MOTCO
Texas
$40K

AMP Hedge Fund Activity: Q3 2013 in Review

524 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Ameriprise Financial (AMP) for Q3 2013, worth a combined $15.8B — up 12% from $14.1B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new AMP positions and 34 closed out — a net gain of 22 holders — while 157 added to existing stakes and 213 trimmed.

The largest buyer was OppenheimerFunds, adding an estimated $74.3M. The largest seller was Norges Bank, cutting an estimated $151M.

  • 524 institutional investors held Ameriprise Financial (AMP) as of Q3 2013, up from 506 in Q2 2013.
  • Funds reported $15.8B of Ameriprise Financial stock for Q3 2013, up 12% quarter-over-quarter.
  • 56 funds opened new Ameriprise Financial positions in Q3 2013 and 34 closed out, a net change of +22 holders.
  • The largest Ameriprise Financial buyer in Q3 2013 was OppenheimerFunds, an estimated $74.3M added.
  • The largest Ameriprise Financial seller in Q3 2013 was Norges Bank, an estimated $151M sold.

Based on aggregated 13F filings for Q3 2013.