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Ameriprise Financial

580 hedge funds and large institutions have $19.5B invested in Ameriprise Financial in 2013 Q4 according to their latest regulatory filings, with 91 funds opening new positions, 165 increasing their positions, 239 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

176% more first-time investments, than exits

New positions opened: 91 | Existing positions closed: 33

70% more funds holding in top 10

Funds holding in top 10: 1017 (+7)

23% more capital invested

Capital invested by funds: $15.8B → $19.5B (+$3.66B)

16% more call options, than puts

Call options by funds: $35.6M | Put options by funds: $30.7M

11% more funds holding

Funds holding: 524580 (+56)

0.96% less ownership

Funds ownership: 88.21%87.25% (-0.96%)

31% less repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 239

Holders
580
Holders Change
+56
Holders Change %
+10.69%
% of All Funds
16.83%
Holding in Top 10
17
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+70%
% of All Funds
0.49%
New
91
Increased
165
Reduced
239
Closed
33
Calls
$35.6M
Puts
$30.7M
Net Calls
+$4.96M
Net Calls Change
+$5.75M
Name Holding Trade Value Shares
Change
Change in
Stake
LPT
326
Legacy Private Trust
Wisconsin
$1.12M +$104K +1,007 +12%
DC
327
Davenport & Co
Virginia
$1.11M -$6.92K -67 -0.7%
CI
328
Conning Inc
Connecticut
$1.09M +$103K +1,000 +12%
CPIM
329
Columbia Partners Investment Management
Virginia
$1.08M -$96.8K -937 -9%
CNB
330
City National Bank
California
$1.06M -$20.7K -200 -2%
RC
331
RegentAtlantic Capital
New Jersey
$1.06M -$9.09K -88 -0.9%
Mackenzie Financial
332
Mackenzie Financial
Ontario, Canada
$1.05M -$245K -2,375 -21%
OA
333
OFI Advisors
Pennsylvania
$1.03M -$58.4K -565 -6%
Envestnet Asset Management
334
Envestnet Asset Management
Illinois
$993K -$69.8K -676 -7%
Daiwa Securities Group
335
Daiwa Securities Group
Japan
$985K -$82.6K -800 -9%
DCMA
336
Daiwa Capital Markets America
New York
$985K +$884K +8,560 New
AIM
337
abrdn Investment Management
United Kingdom
$983K +$4.75K +46 +0.5%
CBB
338
Citizens Business Bank
California
$980K +$306K +2,964 +53%
MC
339
Menta Capital
California
$978K +$878K +8,500 New
Commonwealth Equity Services
340
Commonwealth Equity Services
Massachusetts
$975K +$53.1K +514 +6%
IPRC
341
Indices-Pac Research Corporation
New Jersey
$955K +$858K +8,303 New
AA
342
Ancora Advisors
Ohio
$920K
SIM
343
Spark Investment Management
New York
$920K +$826K +8,000 New
VKH
344
Virtu KCG Holdings
New York
$906K -$1.24M -12,041 -60%
AWCI
345
Alpine Woods Capital Investors
New York
$880K +$382K +3,700 +94%
BCAM
346
Boston Common Asset Management
Massachusetts
$860K +$46.5K +450 +6%
GIP
347
Granite Investment Partners
California
$851K
OC
348
Oppenheimer & Co
New York
$846K +$6.3K +61 +0.8%
GF
349
Gabelli Funds
New York
$805K
EP
350
Edgestream Partners
New Jersey
$803K +$721K +6,980 New

AMP Hedge Fund Activity: Q4 2013 in Review

580 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Ameriprise Financial (AMP) for Q4 2013, worth a combined $19.5B — up 23% from $15.8B a quarter earlier.

Buyers outnumbered sellers: 91 funds opened new AMP positions and 33 closed out — a net gain of 58 holders — while 165 added to existing stakes and 239 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $68.4M. The largest seller was Norges Bank, cutting an estimated $170M.

  • 580 institutional investors held Ameriprise Financial (AMP) as of Q4 2013, up from 524 in Q3 2013.
  • Funds reported $19.5B of Ameriprise Financial stock for Q4 2013, up 23% quarter-over-quarter.
  • 91 funds opened new Ameriprise Financial positions in Q4 2013 and 33 closed out, a net change of +58 holders.
  • The largest Ameriprise Financial buyer in Q4 2013 was Goldman Sachs, an estimated $68.4M added.
  • The largest Ameriprise Financial seller in Q4 2013 was Norges Bank, an estimated $170M sold.

Based on aggregated 13F filings for Q4 2013.