|
326
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$23K
|
-491
|
Closed
|
|
|
327
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
–
|
-$19K
|
-400
|
Closed
|
|
|
328
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$15K
|
-325
|
Closed
|
|
|
329
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$14K
|
-296
|
Closed
|
|
|
330
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
–
|
-$12K
|
-264
|
Closed
|
|
|
331
|
YorkBridge Wealth Partners
New York
|
–
|
-$10K
|
-213
|
Closed
|
|
|
332
|
Central Trust Company
Jefferson City,
Missouri
|
–
|
-$8K
|
-180
|
Closed
|
|
|
333
|
|
–
|
-$8K
|
-175
|
Closed
|
|
|
334
|
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
|
–
|
-$6K
|
-132
|
Closed
|
|
|
335
|
Legacy Financial Advisors
Covington,
Kentucky
|
–
|
-$6K
|
-119
|
Closed
|
|
|
336
|
WealthBridge Capital Management
Westerville,
Ohio
|
–
|
-$5K
|
-104
|
Closed
|
|
|
337
|
One Wealth Advisors
San Francisco,
California
|
–
|
-$4K
|
-76
|
Closed
|
|
|
338
|
Riverview Trust Company
Vancouver,
Washington
|
–
|
-$3K
|
-56
|
Closed
|
|
|
339
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$2.44K
|
-48
|
Closed
|
|
|
340
|
Bessemer Group
Woodbridge,
New Jersey
|
–
|
-$2.18K
|
-43
|
Closed
|
|
|
341
|
Cable Hill Partners
Portland,
Oregon
|
–
|
-$2K
|
-40
|
Closed
|
|
|
342
|
Pathstone Family Office
Englewood,
New Jersey
|
–
|
-$1K
|
-31
|
Closed
|
|
|
343
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
–
|
-$2K
|
-18
|
Closed
|
|
|
344
|
IMA Advisory Services
Denver,
Colorado
|
–
|
-$1K
|
-16
|
Closed
|
|
|
345
|
Alera Investment Advisors
Deerfield,
Illinois
|
–
|
-$1K
|
-15
|
Closed
|
|
|
346
|
Stonebridge Capital Advisors
St Paul,
Minnesota
|
–
|
+$304
|
+6
|
New
|
|
