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Alerian MLP ETF

320 hedge funds and large institutions have $4B invested in Alerian MLP ETF in 2013 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 170 increasing their positions, 75 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more repeat investments, than reductions

Existing positions increased: 170 | Existing positions reduced: 75

80% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 20

57% more capital invested

Capital invested by funds: $2.55B → $4B (+$1.45B)

5% more funds holding in top 10

Funds holding in top 10: 2223 (+1)

4% more funds holding

Funds holding: 307320 (+13)

0.19% less ownership

Funds ownership: 7.83%7.64% (-0.19%)

99% less call options, than puts

Call options by funds: $27K | Put options by funds: $2.42M

Holders
320
Holders Change
+13
Holders Change %
+4.23%
% of All Funds
10.38%
Holding in Top 10
23
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.55%
% of All Funds
0.75%
New
36
Increased
170
Reduced
75
Closed
20
Calls
$27K
Puts
$2.42M
Net Calls
-$2.4M
Net Calls Change
+$20.9M
Name Holding Trade Value Shares
Change
Change in
Stake
PFS
101
Prospera Financial Services
Texas
$3.17M +$76.3K +865 +2%
FHC
102
First Heartland Consultants
Missouri
$3.12M +$419K +4,748 +16%
Carson Wealth (CWM LLC)
103
Carson Wealth (CWM LLC)
Nebraska
$3.11M +$3.12M +35,405 New
AI
104
Atria Investments
North Carolina
$3.11M +$33.4K +379 +1%
WCM
105
Wisconsin Capital Management
Wisconsin
$3.1M +$297K +3,370 +11%
Barclays
106
Barclays
United Kingdom
$3.06M +$923K +10,466 +41%
FWM
107
Focused Wealth Management
New York
$2.98M +$2.99M +33,923 New
SI
108
Stephens Inc
Arkansas
$2.98M -$908K -10,294 -23%
SSB
109
Sandy Spring Bank
Maryland
$2.97M +$413K +4,677 +16%
DBIA
110
Dumont & Blake Investment Advisors
New Jersey
$2.92M +$2.92M +33,143 New
BB
111
Bell Bank
North Dakota
$2.88M +$25.4K +288 +0.9%
SCG
112
Strategic Capital Group
Washington
$2.87M +$97K +1,100 +3%
FC
113
Fiera Capital
New York
$2.86M -$123K -1,400 -4%
BFIC
114
Bedell Frazier Investment Counselling
California
$2.83M +$2.02M +22,890 +245%
TC
115
Taylor Cottrill
New Hampshire
$2.79M +$26.9K +305 +1%
AFS
116
Aft Forsyth & Sober
Florida
$2.74M -$30K -340 -1%
VIP
117
Vantage Investment Partners
Missouri
$2.72M +$2.03K +23 +0.1%
DA
118
Dunvegan Associates
California
$2.66M +$27.2K +308 +1%
PP
119
Palladium Partners
Virginia
$2.65M +$2.65M +30,070 New
SCM
120
Summit Capital Management
Washington
$2.64M -$152K -1,727 -5%
CFS
121
Community Financial System
New York
$2.62M -$154K -1,744 -6%
SAM
122
Shamrock Asset Management
Texas
$2.54M +$963K +10,918 +61%
Neuberger Berman Group
123
Neuberger Berman Group
New York
$2.53M -$3.8M -43,065 -60%
CCM
124
Coldstream Capital Management
Washington
$2.49M -$628K -7,121 -20%
PIM
125
Penobscot Investment Management
Massachusetts
$2.43M +$207K +2,344 +9%

AMLP Hedge Fund Activity: Q3 2013 in Review

320 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Alerian MLP ETF (AMLP) for Q3 2013, worth a combined $4B — up 57% from $2.55B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AMLP positions and 20 closed out — a net gain of 16 holders — while 170 added to existing stakes and 75 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $28.7M. The largest seller was Archer Capital Management, exiting entirely with an estimated $23.8M sold.

  • 320 institutional investors held Alerian MLP ETF (AMLP) as of Q3 2013, up from 307 in Q2 2013.
  • Funds reported $4B of Alerian MLP ETF stock for Q3 2013, up 57% quarter-over-quarter.
  • 36 funds opened new Alerian MLP ETF positions in Q3 2013 and 20 closed out, a net change of +16 holders.
  • The largest Alerian MLP ETF buyer in Q3 2013 was Bank of New York Mellon, an estimated $28.7M added.
  • The largest Alerian MLP ETF seller in Q3 2013 was Archer Capital Management, an estimated $23.8M sold.

Based on aggregated 13F filings for Q3 2013.