|
1901
|
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
–
|
-$1.42M
|
-7,893
|
Closed
|
|
|
1902
|
Twin Tree Management
Dallas,
Texas
|
–
|
-$1.45M
|
-7,619
|
Closed
|
|
|
1903
|
Stevens Capital Management
Radnor,
Pennsylvania
|
–
|
-$1.23M
|
-6,477
|
Closed
|
|
|
1904
|
Yorktown Management & Research Company
Forest,
Virginia
|
–
|
-$950K
|
-5,000
|
Closed
|
|
|
1905
|
Oliver Luxxe Assets
Gladstone,
New Jersey
|
–
|
-$924K
|
-4,862
|
Closed
|
|
|
1906
|
PVG Asset Management
Golden,
Colorado
|
–
|
-$832K
|
-4,382
|
Closed
|
|
|
1907
|
Machina Capital
Paris,
France
|
–
|
-$723K
|
-3,806
|
Closed
|
|
|
1908
|
Cutter & Co Brokerage
Ballwin,
Missouri
|
–
|
-$564K
|
-2,968
|
Closed
|
|
|
1909
|
Ellington Management Group
Old Greenwich,
Connecticut
|
–
|
-$551K
|
-2,900
|
Closed
|
|
|
1910
|
Assured Investment Management
New York
|
–
|
-$533K
|
-2,804
|
Closed
|
|
|
1911
|
|
–
|
-$517K
|
-2,723
|
Closed
|
|
|
1912
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$509K
|
-2,678
|
Closed
|
|
|
1913
|
Bowen Hanes & Co
Ponte Vedra Beach,
Florida
|
–
|
-$500K
|
-2,632
|
Closed
|
|
|
1914
|
Gideon Capital Advisors
New York
|
–
|
-$480K
|
-2,525
|
Closed
|
|
|
1915
|
Legacy Capital Partners
Milwaukee,
Wisconsin
|
–
|
-$458K
|
-2,410
|
Closed
|
|
|
1916
|
CI Investments Inc
Toronto,
Ontario, Canada
|
–
|
-$455K
|
-2,397
|
Closed
|
|
|
1917
|
Capital Asset Advisory Services
Williamston,
Michigan
|
–
|
-$421K
|
-2,215
|
Closed
|
|
|
1918
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$389K
|
-2,045
|
Closed
|
|
|
1919
|
Highland Capital Management (Texas)
Dallas,
Texas
|
–
|
-$386K
|
-2,030
|
Closed
|
|
|
1920
|
Landsberg Bennett & Dubbaneh
Punta Gorda,
Florida
|
–
|
-$375K
|
-1,941
|
Closed
|
|
|
1921
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$344K
|
-1,811
|
Closed
|
|
|
1922
|
First Nebraska Trust
Lincoln,
Nebraska
|
–
|
-$343K
|
-1,805
|
Closed
|
|
|
1923
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
–
|
-$339K
|
-1,787
|
Closed
|
|
|
1924
|
West Coast Financial
Santa Barbara,
California
|
–
|
-$332K
|
-1,749
|
Closed
|
|
|
1925
|
King Wealth Management Group
Naples,
Florida
|
–
|
-$326K
|
-1,716
|
Closed
|
|
