|
1401
|
IberiaBank
Lafayette,
Louisiana
|
–
|
-$252K
|
-1,584
|
Closed
|
|
|
1402
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
–
|
-$250K
|
-1,572
|
Closed
|
|
|
1403
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$248K
|
-1,558
|
Closed
|
|
|
1404
|
Connors Investor Services
Wyomissing,
Pennsylvania
|
–
|
-$239K
|
-1,500
|
Closed
|
|
|
1405
|
Boston Research & Management
Manchester,
Massachusetts
|
–
|
-$219K
|
-1,380
|
Closed
|
|
|
1406
|
Beach Investment Counsel
West Conshohocken,
Pennsylvania
|
–
|
-$215K
|
-1,350
|
Closed
|
|
|
1407
|
Dynamic Technology Lab
Singapore
|
–
|
-$202K
|
-1,267
|
Closed
|
|
|
1408
|
Continental Advisors
Park City,
Utah
|
–
|
-$173K
|
-1,100
|
Closed
|
|
|
1409
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$148K
|
-929
|
Closed
|
|
|
1410
|
Group One Trading
Chicago,
Illinois
|
–
|
-$144K
|
-906
|
Closed
|
|
|
1411
|
Brinker Capital Investments
Berwyn,
Pennsylvania
|
–
|
-$96K
|
-600
|
Closed
|
|
|
1412
|
Godshalk Welsh Capital Management
Radnor,
Pennsylvania
|
–
|
-$96K
|
-600
|
Closed
|
|
|
1413
|
ICC Capital Management
Orlando,
Florida
|
–
|
-$64K
|
-400
|
Closed
|
|
|
1414
|
WealthTrust Fairport
Cleveland,
Ohio
|
–
|
-$49K
|
-308
|
Closed
|
|
|
1415
|
Genesis Wealth Advisors
Braintree,
Massachusetts
|
–
|
-$15.8K
|
-100
|
Closed
|
|
|
1416
|
Pacific Financial Group
Bellevue,
Washington
|
–
|
-$16K
|
-100
|
Closed
|
|
|
1417
|
Lupo Securities
Chicago,
Illinois
|
–
|
-$13.2K
|
-83
|
Closed
|
|
|
1418
|
Monroe Bank & Trust
Monroe,
Michigan
|
–
|
-$11K
|
-68
|
Closed
|
|
|
1419
|
Macroview Investment Management
Bethesda,
Maryland
|
–
|
-$1K
|
-8
|
Closed
|
|
|
1420
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
–
|
-$1K
|
-4
|
Closed
|
|
