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Name Holding Trade Value Shares
Change
Change in
Stake
NES
401
New England Securities
New York
$19K
GAM
402
Gemmer Asset Management
California
$17K
RFS
403
Rockefeller Financial Services
New York
$17K +$16.2K +320 New
VFA
404
Virtus Fund Advisers
Connecticut
$15K
FAM
405
Formidable Asset Management
Ohio
$15K +$3.81K +75 +37%
LTFS
406
Ladenburg Thalmann Financial Services
Florida
$12K -$65.2K -1,284 -84%
SNT
407
Security National Trust
West Virginia
$12K
BCI
408
Brinker Capital Investments
Pennsylvania
$8K
TCCM
409
Timber Creek Capital Management
Massachusetts
$8K
RC
410
RegentAtlantic Capital
New Jersey
$7.11K +$6.86K +135 New
EFSCE
411
Enterprise Financial Services Corp (EFSC)
Missouri
$7K -$812 -16 -11%
LNB
412
Ledyard National Bank
$7K
RA
413
Rational Advisors
New York
$7K +$6.45K +127 New
WRM
414
Westport Resources Management
Connecticut
$6K
IC
415
Intersect Capital
California
$6K +$6.2K +122 New
WEC
416
Winslow Evans & Crocker
Massachusetts
$5.26K
FAM
417
Fortaleza Asset Management
Illinois
$4K
S
418
SignatureFD
Georgia
$4K +$3.55K +70 New
IMS
419
Index Management Solutions
Pennsylvania
$2K -$4.21K -83 -64%
SEC
420
Seven Eight Capital
New York
$2K +$1.57K +31 New
RNS
421
Robert N. Shapiro
$2K +$1.63K +32 New
MFS
422
MSI Financial Services
Massachusetts
$1K
NFG
423
Next Financial Group
Texas
$1K
RWM
424
Raffa Wealth Management
District of Columbia
$526
AII
425
AGF Investments Inc
Ontario, Canada
-$42.7M -848,875 Closed