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Ambac
AMBC

Overview Fund Activity

150 hedge funds and large institutions have $738M invested in Ambac in 2016 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 44 increasing their positions, 30 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
150
Holders Change
+30
Holders Change %
+25%
% of All Funds
3.76%
Holding in Top 10
8
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+33.33%
% of All Funds
0.2%
New
41
Increased
44
Reduced
30
Closed
10
Calls
$17.4M
Puts
$4.9M
Net Calls
+$12.5M
Net Calls Change
+$10.9M

Top Buyers

1
VCM
Venor Capital Management
New York
$24.3M
2
EC
EJF Capital
Virginia
$16.6M
3
Morgan Stanley
Morgan Stanley
New York
$7.98M
4
Vanguard Group
Vanguard Group
Pennsylvania
$50.1M
5
Charles Schwab
Charles Schwab
California
$13.2M

Top Sellers

1
CCA
Canyon Capital Advisors
Texas
$6.33M
2
CS
Credit Suisse
Switzerland
$14.3M
3
RCM
Raging Capital Management
New Jersey
$14.5M
4
NI
Numeric Investors
Massachusetts
$11M
5
Wells Fargo
Wells Fargo
California
$1.25M
Name Holding Trade Value Shares
Change 		Shares
Change %
Canada Life
126
Canada Life
Manitoba, Canada
$113K – – –
GWM
127
Geneos Wealth Management
Colorado
$108K – – –
Royal Bank of Canada
128
Royal Bank of Canada
Ontario, Canada
$86K +$84.3K +3,760 +5,081%
RA
129
Rational Advisors
New York
$77K +$77K +3,400 New
Fuller & Thaler Asset Management
130
Fuller & Thaler Asset Management
California
$56K – – –
LTFS
131
Ladenburg Thalmann Financial Services
Florida
$41K – – –
Zurich Cantonal Bank
132
Zurich Cantonal Bank
Switzerland
$34K – – –
JIM
133
Jupiter Investment Management
United Kingdom
$33K +$11.2K +500 +51%
CTC
134
Central Trust Company
Missouri
$30K – – –
IIC
135
Integrated Investment Consultants
Michigan
$16K – – –
Creative Planning
136
Creative Planning
Kansas
$15K – – –
PHK
137
Point72 Hong Kong
Hong Kong
$15K +$15K +647 New
Bank of Montreal
138
Bank of Montreal
Ontario, Canada
$10K – – –
MWM
139
Mascoma Wealth Management
New Hampshire
$10K +$10K +443 New
US Bancorp
140
US Bancorp
Minnesota
$9K – – –
HCM
141
Herndon Capital Management
Georgia
$9K – – –
Bessemer Group
142
Bessemer Group
New Jersey
$9K – – –
TRCT
143
Tower Research Capital (TRC)
New York
$6K -$33.2K -1,426 -85%
MFS
144
MSI Financial Services
Massachusetts
$6K -$3.92K -177 -40%
WCBA
145
Weaver C. Barksdale & Associates
Tennessee
$6K – – –
CFS
146
Commonwealth Financial Services
West Virginia
$4K – – –
IA
147
IFP Advisors
Florida
$4K – – –
SEI Investments
148
SEI Investments
Pennsylvania
$2K +$2K +95 New
LF
149
Lee Financial
Texas
$1K +$1K +36 New
Arrowstreet Capital
150
Arrowstreet Capital
Massachusetts
– -$2.57M -139,632 Closed
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