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Ambarella
AMBA

Name Holding Trade Value Shares
Change 		Change in
Stake
ClearBridge Investments
201
ClearBridge Investments
New York
– -$13.5M -311,615 Closed
RJA
202
Raymond James & Associates
Florida
– -$1.21M -27,949 Closed
DC
203
Diametric Capital
Massachusetts
– -$1.09M -25,248 Closed
Capital Fund Management (CFM)
204
Capital Fund Management (CFM)
France
– -$909K -21,053 Closed
Walleye Trading
205
Walleye Trading
New York
– -$638K -14,227 Closed
PCM
206
Prelude Capital Management
New York
– -$458K -10,613 Closed
Arrowstreet Capital
207
Arrowstreet Capital
Massachusetts
– -$452K -10,455 Closed
OC
208
Oppenheimer & Co
New York
– -$433K -10,034 Closed
NL
209
NVWM LLC
Pennsylvania
– -$343K -7,945 Closed
FRM
210
Fox Run Management
Connecticut
– -$336K -7,784 Closed
William Blair & Company
211
William Blair & Company
Illinois
– -$319K -7,382 Closed
MCM
212
Marathon Capital Management
Maryland
– -$302K -7,000 Closed
SFFS
213
Stonehage Fleming Financial Services
Jersey
– -$302K -7,000 Closed
TCM
214
Teza Capital Management
Illinois
– -$263K -6,087 Closed
GI
215
GAMCO Investors
Connecticut
– -$244K -5,648 Closed
SI
216
Stephens Inc
Arkansas
– -$238K -5,516 Closed
GC
217
Guggenheim Capital
Illinois
– -$236K -5,474 Closed
RFC
218
Regions Financial Corp
Alabama
– -$25K -569 Closed
AIM
219
Assured Investment Management
New York
– -$19K -438 Closed
GEA
220
Glen Eagle Advisors
New Jersey
– -$6.91K -160 Closed
PFO
221
Pathstone Family Office
New Jersey
– -$6K -150 Closed
FHB
222
First Hawaiian Bank
Hawaii
– -$5K -127 Closed
WCM
223
WealthBridge Capital Management
Ohio
– -$6K -120 Closed
MNBTD
224
Moody National Bank Trust Division
Texas
– -$5K -119 Closed
TAIM
225
TD Ameritrade Investment Management
Nebraska
– -$4K -103 Closed
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