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Ambarella
AMBA

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
226
LPL Financial
California
– -$476K -9,794 Closed
Simplex Trading
227
Simplex Trading
Illinois
– -$449K -8,722 Closed
AWM
228
AE Wealth Management
Kansas
– -$405K -8,330 Closed
GCP
229
GSA Capital Partners
United Kingdom
– -$279K -5,751 Closed
Principal Financial Group
230
Principal Financial Group
Iowa
– -$272K -5,604 Closed
AIM
231
Alambic Investment Management
California
– -$262K -5,400 Closed
RJA
232
Raymond James & Associates
Florida
– -$258K -5,313 Closed
AB
233
Amalgamated Bank
New York
– -$256K -5,272 Closed
FMT
234
First Mercantile Trust
Tennessee
– -$216K -4,443 Closed
CWM
235
Circle Wealth Management
New Jersey
– -$209K -4,300 Closed
SSWM
236
Sheets Smith Wealth Management
North Carolina
– -$206K -4,235 Closed
P
237
Pitcairn
Pennsylvania
– -$204K -4,188 Closed
CG
238
Cutler Group
California
– -$179K -3,483 Closed
State of Tennessee, Department of Treasury
239
State of Tennessee, Department of Treasury
Tennessee
– -$146K -3,000 Closed
Point72 Asset Management
240
Point72 Asset Management
Connecticut
– -$53K -1,100 Closed
ASN
241
Advisory Services Network
Georgia
– -$42K -869 Closed
CBT
242
Capital Bank & Trust
California
– -$17K -340 Closed
SF
243
Synovus Financial
Georgia
– -$9K -157 Closed
AS
244
Altshuler Shaham
Israel
– -$5K -93 Closed
BBHC
245
Brown Brothers Harriman & Co
New York
– -$3K -70 Closed
MIM
246
Macroview Investment Management
Maryland
– -$2K -50 Closed
QCG
247
Quadrant Capital Group
Ohio
– -$1K -27 Closed
Federated Hermes
248
Federated Hermes
Pennsylvania
– -$1K -1 Closed
MAM
249
Meeder Asset Management
Ohio
– -$52 -1 -25%
OPS
250
Orion Portfolio Solutions
Nebraska
– -$52 -1 -25%
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10
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