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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Capstone Investment Advisors
176
Capstone Investment Advisors
New York
– -$1.46M -400,000 Closed
AC
177
Amici Capital
New York
– -$1.37M -292,000 Closed
Walleye Trading
178
Walleye Trading
New York
– -$832K -215,250 Closed
IAMOG
179
Investors Asset Management of Georgia
Georgia
– -$228K -62,355 Closed
NFG
180
Nadler Financial Group
Illinois
– -$215K -58,800 Closed
UR
181
USCA RIA
Texas
– -$211K -57,900 Closed
HCMT
182
Highland Capital Management (Tennessee)
Tennessee
– -$201K -55,005 Closed
MCM
183
Marathon Capital Management
Maryland
– -$197K -54,097 Closed
First Trust Advisors
184
First Trust Advisors
Illinois
– -$192K -52,537 Closed
ST
185
Spot Trading
Illinois
– -$162K -41,851 Closed
PVWM
186
Point View Wealth Management
New Jersey
– -$86K -23,531 Closed
Aviva
187
Aviva
United Kingdom
– -$64K -17,658 Closed
TSS
188
Two Sigma Securities
New York
– -$50K -13,664 Closed
FIMG
189
Financial & Investment Management Group
Michigan
– -$49K -13,513 Closed
CWM
190
Concert Wealth Management
California
– -$46K -12,277 Closed
ACM
191
Azimuth Capital Management
Michigan
– -$44K -12,017 Closed
SI
192
SII Investments
Wisconsin
– -$42K -11,872 Closed
MA
193
Marshwinds Advisory
Georgia
– -$37K -10,247 Closed
FIM
194
Freedom Investment Management
Connecticut
– -$2.7M -9,937 Closed
BCM
195
Brookstone Capital Management
Illinois
– -$32K -8,687 Closed
ST
196
Sphinx Trading
Illinois
– -$12K -3,333 Closed
ZB
197
Zions Bancorporation
Utah
– -$9.15K -2,369 -96%
EWM
198
Evercore Wealth Management
New York
– -$7K -1,968 Closed
MGIA
199
Moneta Group Investment Advisors
Missouri
– -$2K -569 Closed
BNP Paribas Financial Markets
200
BNP Paribas Financial Markets
France
– -$1.82K -500 Closed
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8
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