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Allogene Therapeutics
ALLO

Name Holding Trade Value Shares
Change 		Change in
Stake
FAM
176
Fred Alger Management
New York
– -$557K -13,000 Closed
CSS
177
Cubist Systematic Strategies
Connecticut
– -$511K -11,943 Closed
SEI Investments
178
SEI Investments
Pennsylvania
– -$383K -8,950 Closed
LCM
179
Laurion Capital Management
New York
– -$317K -7,405 Closed
SAM
180
Sectoral Asset Management
Quebec, Canada
– -$317K -7,400 Closed
WCA
181
Windsor Creek Advisors
Vermont
– -$300K -7,000 Closed
CCFM
182
Clear Creek Financial Management
Washington
– -$294K -6,873 Closed
OCM
183
Osterweis Capital Management
California
– -$235K -5,486 Closed
Stifel Financial
184
Stifel Financial
Missouri
– -$216K -5,046 Closed
WAM
185
Wealthspire Advisors (Maryland)
Maryland
– -$214K -5,000 Closed
PRC
186
Pearl River Capital
Michigan
– -$204K -4,775 Closed
AC
187
Athanor Capital
New York
– -$202K -4,708 Closed
BCA
188
Berman Capital Advisors
Georgia
– -$146K -3,416 Closed
FC
189
FORA Capital
Florida
– -$126K -2,947 Closed
NIT
190
NumerixS Investment Technologies
British Columbia, Canada
– -$88K -2,058 Closed
CM
191
Caption Management
Oklahoma
– -$60K -1,400 Closed
AIL
192
AGF Investments LLC
Ontario, Canada
– -$20K -471 Closed
PFO
193
Pathstone Family Office
New Jersey
– -$10K -231 Closed
EWM
194
Edge Wealth Management
New York
– -$9K -200 Closed
QT
195
Quantbot Technologies
New York
– -$8K -200 Closed
PHK
196
Point72 Hong Kong
Hong Kong
– -$7K -162 Closed
VFA
197
Valeo Financial Advisors
Indiana
– -$5K -123 Closed
HIA
198
Harbor Investment Advisory
Maryland
– -$1K -19 Closed
SFS
199
Sowell Financial Services
Arkansas
– -$1K -16 Closed
ASN
200
Advisory Services Network
Georgia
– +$189 +5 New
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