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Allegion
ALLE

Name Holding Trade Value Shares
Change 		Change in
Stake
TFO
326
Tarbox Family Office
California
$4K +$305 +5 +7%
TSU
327
TD Securities (USA)
New York
$3K -$2.36M -38,694 -100%
AWS
328
Aris Wealth Services
Pennsylvania
$3K – – –
KF
329
Krilogy Financial
Missouri
$3K +$3.54K +58 New
PIA
330
Piedmont Investment Advisors
North Carolina
$2.02K – – –
CBT
331
Central Bank & Trust
Kentucky
$2K – – –
DAM
332
Delta Asset Management
Tennessee
$2K – – –
FWM
333
Focused Wealth Management
New York
$2K – – –
IWMPD
334
Integrated Wealth Management (Palm Desert)
California
$2K – – –
JIC
335
Joel Isaacson & Co
New York
$2K – – –
OC
336
Oakworth Capital
Alabama
$2K – – –
RA
337
Rational Advisors
New York
$2K – – –
WA
338
WFG Advisors
Texas
$2K – – –
MWP
339
MYCIO Wealth Partners
Pennsylvania
$2K +$1.77K +29 New
WIC
340
Woodmont Investment Counsel
Tennessee
$1K -$671 -11 -50%
BC
341
Bartlett & Co
Ohio
$1K – – –
FMII
342
Farmers & Merchants Investments Inc
Nebraska
$1K – – –
MSFP
343
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
NFG
344
Next Financial Group
Texas
$1K – – –
SAM
345
Shamrock Asset Management
Texas
$1K – – –
RIA
346
Regal Investment Advisors
Michigan
$1K +$1.22K +20 New
1WCM
347
12 West Capital Management
New York
– -$42.3M -703,997 Closed
SCM
348
Sandler Capital Management
New York
– -$5.43M -90,270 Closed
CIC
349
Chilton Investment Company
Connecticut
– -$4.65M -77,320 Closed
CI
350
Cowen Inc
New York
– -$2.62M -43,577 Closed
12 13
14
15 16