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ALK

Name Holding Trade Value Shares
Change 		Change in
Stake
BONST
601
Bank of Nova Scotia Trust
Ontario, Canada
– -$153K -2,000 Closed
PCM
602
Prelude Capital Management
New York
– -$134K -1,762 Closed
RIM
603
Rampart Investment Management
Connecticut
– -$120K -1,567 Closed
PAI
604
Pittenger & Anderson Inc
Nebraska
– -$38K -500 Closed
WA
605
WealthTrust-Arizona
Arizona
– -$38K -500 Closed
NFG
606
Next Financial Group
Texas
– -$37K -460 Closed
WA
607
Winfield Associates
Ohio
– -$10K -130 Closed
NIC
608
Northwest Investment Counselors
Oregon
– -$9K -124 Closed
MFW
609
Mosaic Family Wealth
Missouri
– -$9K -115 Closed
CAL
610
Capital Analysts LLC
Pennsylvania
– -$8K -100 Closed
BIMC
611
Benson Investment Management Company
Virginia
– -$6K -82 Closed
IP
612
Isthmus Partners
Wisconsin
– -$5K -70 Closed
PMFA
613
Plante Moran Financial Advisors
Michigan
– -$4K -59 Closed
ZB
614
Zions Bancorporation
Utah
– -$3K -36 Closed
EFSCE
615
Enterprise Financial Services Corp (EFSC)
Missouri
– -$2K -28 Closed
OSAM
616
O'Shaughnessy Asset Management
Connecticut
– -$2K -25 Closed
MCIA
617
Mountain Capital Investment Advisors
Colorado
– -$2K -21 Closed
GWS
618
Glassman Wealth Services
Virginia
– -$569 -8 -67%
AF
619
Allworth Financial
California
– +$284 +4 New
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25