|
1001
|
CX Institutional
Auburn,
Indiana
|
–
|
-$55K
|
-265
|
Closed
|
|
|
1002
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
–
|
-$48K
|
-231
|
Closed
|
|
|
1003
|
Hantz Financial Services
Southfield,
Michigan
|
–
|
-$30K
|
-142
|
Closed
|
|
|
1004
|
Graves Light Lenhart Wealth
Harrisonburg,
Virginia
|
–
|
-$28K
|
-134
|
Closed
|
|
|
1005
|
Retirement Group
San Diego,
California
|
–
|
-$12K
|
-130
|
Closed
|
|
|
1006
|
1834 Investment Advisors
Milwaukee,
Wisconsin
|
–
|
-$22K
|
-105
|
Closed
|
|
|
1007
|
Pinpoint Asset Management
Hong Kong
|
–
|
-$21K
|
-100
|
Closed
|
|
|
1008
|
State of Wyoming
Cheyenne,
Wyoming
|
–
|
-$14K
|
-69
|
Closed
|
|
|
1009
|
Godsey & Gibb Inc
Richmond,
Virginia
|
–
|
-$10K
|
-50
|
Closed
|
|
|
1010
|
AssetMark Inc
Concord,
California
|
–
|
-$10K
|
-49
|
Closed
|
|
|
1011
|
Concord Wealth Partners
Abingdon,
Virginia
|
–
|
-$10K
|
-49
|
Closed
|
|
|
1012
|
Truvestments Capital
Sarasota,
Florida
|
–
|
-$7K
|
-35
|
Closed
|
|
|
1013
|
Charter Oak Capital Management
Portsmouth,
New Hampshire
|
–
|
-$7K
|
-33
|
Closed
|
|
|
1014
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$6K
|
-31
|
Closed
|
|
|
1015
|
GW&K Investment Management
Boston,
Massachusetts
|
–
|
-$4K
|
-21
|
Closed
|
|
|
1016
|
Steward Financial Group
Colleyville,
Texas
|
–
|
-$3K
|
-18
|
Closed
|
|
|
1017
|
Valley Wealth Managers
Paramus,
New Jersey
|
–
|
-$3K
|
-14
|
Closed
|
|
|
1018
|
Worth Asset Management
Dallas,
Texas
|
–
|
-$1K
|
-6
|
Closed
|
|
|
1019
|
Curi Wealth Management
Raleigh,
North Carolina
|
–
|
-$1K
|
-4
|
Closed
|
|
|
1020
|
WFA of San Diego
San Diego,
California
|
–
|
-$1K
|
-4
|
Closed
|
|
|
1021
|
HighMark Wealth Management
St. Paul,
Minnesota
|
–
|
+$254
|
+1
|
New
|
|
|
1022
|
PrairieView Partners
St. Paul,
Minnesota
|
–
|
+$254
|
+1
|
New
|
|
