|
126
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$8K
|
-$576K
|
-57,543
|
-99%
|
|
|
127
|
Advisor Group
Phoenix,
Arizona
|
$7K
|
-$80
|
-8
|
-1%
|
|
|
128
|
Point72 Hong Kong
Hong Kong
|
$5K
|
-$43.9K
|
-4,383
|
-90%
|
|
|
129
|
Isthmus Partners
Madison,
Wisconsin
|
$4K
|
–
|
–
|
–
|
|
|
130
|
Daiwa Securities Group
Tokyo,
Japan
|
$3K
|
–
|
–
|
–
|
|
|
131
|
Federated Hermes
Pittsburgh,
Pennsylvania
|
$3K
|
+$420
|
+42
|
+15%
|
|
|
132
|
Hudock Inc
Williamsport,
Pennsylvania
|
$3K
|
+$4K
|
+400
|
New
|
|
|
133
|
Cable Hill Partners
Portland,
Oregon
|
$2K
|
–
|
–
|
–
|
|
|
134
|
Sonora Investment Management
Tucson,
Arizona
|
$2K
|
–
|
–
|
–
|
|
|
135
|
|
$2K
|
+$150
|
+15
|
+8%
|
|
|
136
|
Global Retirement Partners
San Rafael,
California
|
$2K
|
+$1.69K
|
+169
|
New
|
|
|
137
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1K
|
-$3.14M
|
-313,786
|
-100%
|
|
|
138
|
AssetMark Inc
Concord,
California
|
$1K
|
–
|
–
|
–
|
|
|
139
|
Institutional & Family Asset Management
Fort Collins,
Colorado
|
$1K
|
–
|
–
|
–
|
|
|
140
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
141
|
ClearBridge Investments
New York
|
$1K
|
+$1.29K
|
+129
|
New
|
|
|
142
|
Rehmann Capital Advisory Group
Lansing,
Michigan
|
$549
|
+$551
|
+55
|
New
|
|
|
143
|
EcoR1 Capital
San Francisco,
California
|
–
|
-$13.6M
|
-1,425,000
|
Closed
|
|
|
144
|
CVI Holdings
Wilmington,
Delaware
|
–
|
-$3.12M
|
-327,457
|
Closed
|
|
|
145
|
Monashee Investment Management
Boston,
Massachusetts
|
–
|
-$149K
|
-270,000
|
Closed
|
|
|
146
|
|
–
|
-$1.97M
|
-207,173
|
Closed
|
|
|
147
|
Point72 Asset Management
Stamford,
Connecticut
|
–
|
-$1.85M
|
-194,150
|
Closed
|
|
|
148
|
Panagora Asset Management
Boston,
Massachusetts
|
–
|
-$1.24M
|
-130,574
|
Closed
|
|
|
149
|
HBK Investments
Dallas,
Texas
|
–
|
-$1.1M
|
-115,000
|
Closed
|
|
|
150
|
Sabby Management
Miami Beach,
Florida
|
–
|
-$975K
|
-102,338
|
Closed
|
|
