|
351
|
Orinda Asset Management
Lafayette,
California
|
–
|
-$564K
|
-30,700
|
Closed
|
|
|
352
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$493K
|
-26,831
|
Closed
|
|
|
353
|
Raffles Associates
New York
|
–
|
-$459K
|
-25,000
|
Closed
|
|
|
354
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$261K
|
-13,590
|
Closed
|
|
|
355
|
|
–
|
-$229K
|
-12,466
|
Closed
|
|
|
356
|
Westend Capital Management
Sausalito,
California
|
–
|
-$230K
|
-12,084
|
Closed
|
|
|
357
|
IFC Holdings
Tampa,
Florida
|
–
|
-$209K
|
-11,104
|
Closed
|
|
|
358
|
Voya Financial Advisors
Windsor,
Connecticut
|
–
|
-$197K
|
-10,604
|
Closed
|
|
|
359
|
Engineers Gate Manager
New York
|
–
|
-$194K
|
-10,555
|
Closed
|
|
|
360
|
Real Estate Management Services
|
–
|
-$193K
|
-10,500
|
Closed
|
|
|
361
|
Strategic Capital Alternatives
Gig Harbor,
United States
|
–
|
-$52K
|
-2,500
|
Closed
|
|
|
362
|
Ranger International Management
Lake Forest,
Illinois
|
–
|
-$23K
|
-1,260
|
Closed
|
|
|
363
|
Summit Financial Wealth Advisors
Lafayette,
Louisiana
|
–
|
-$18K
|
-1,000
|
Closed
|
|
|
364
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$9K
|
-500
|
Closed
|
|
|
365
|
Duncker Streett & Co
St. Louis,
Missouri
|
–
|
-$9K
|
-500
|
Closed
|
|
|
366
|
Gupta Wealth Management
San Diego,
California
|
–
|
-$9K
|
-500
|
Closed
|
|
|
367
|
Tradewinds Capital Management
Bellingham,
Washington
|
–
|
-$6K
|
-300
|
Closed
|
|
|
368
|
MassMutual Private Wealth & Trust
Windsor,
Connecticut
|
–
|
-$1.92K
|
-100
|
Closed
|
|
|
369
|
LBA Wealth Management
Jacksonville,
Florida
|
–
|
+$58
|
+3
|
New
|
|
|
370
|
Quadrant Capital Group
Cincinnati,
Ohio
|
–
|
+$499
|
+26
|
New
|
|
