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AGEN

Agenus

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$6K -$12.3K -123 -69%
AA
77
AlphaMark Advisors
Kentucky
$5K +$500 +5 +12%
Bank of Montreal
78
Bank of Montreal
Ontario, Canada
$4K
MFS
79
MSI Financial Services
Massachusetts
$4K
BKA
80
Brick & Kyle Associates
Pennsylvania
$3K
LTFS
81
Ladenburg Thalmann Financial Services
Florida
$3K +$2.5K +25 New
CTC
82
Central Trust Company
Missouri
$2K
GWM
83
Gupta Wealth Management
California
$1K +$799 +8 New
TDC
84
Thompson Davis & Co
Virginia
$1K +$1.3K +13 New
O
85
OrbiMed
New York
-$9.69M -124,394 Closed
GPP
86
Great Point Partners
Connecticut
-$3.65M -46,889 Closed
ACP
87
Acuta Capital Partners
California
-$1.07M -13,678 Closed
PC
88
Polar Capital
United Kingdom
-$251K -3,227 Closed
AL
89
Airain Ltd
Guernsey
-$221K -2,830 Closed
MLICM
90
Metropolitan Life Insurance Company (MetLife)
New York
-$205K -2,627 Closed
WMSA
91
Weiss Multi-Strategy Advisers
New York
-$119K -1,529 Closed
AWS
92
Aris Wealth Services
Pennsylvania
-$86K -1,105 Closed
PP
93
Paloma Partners
Connecticut
-$66K -846 Closed
LPL Financial
94
LPL Financial
California
-$48K -612 Closed
Verition Fund Management
95
Verition Fund Management
Connecticut
-$45K -574 Closed
Dimensional Fund Advisors
96
Dimensional Fund Advisors
Texas
-$36K -464 Closed
WA
97
WFG Advisors
Texas
-$8K -102 Closed
TRCT
98
Tower Research Capital (TRC)
New York
-$3K -35 Closed
NPC
99
National Planning Corporation
California
-$433 -6 Closed