|
126
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$6K
|
+$6.42K
|
+371
|
New
|
|
|
127
|
National Planning Corporation
El Segundo,
California
|
$1.23K
|
+$1.28K
|
+74
|
New
|
|
|
128
|
Altalis Capital Management
New York
|
–
|
-$1.35M
|
-87,346
|
Closed
|
|
|
129
|
Baird
Milwaukee,
Wisconsin
|
–
|
-$1.13M
|
-72,804
|
Closed
|
|
|
130
|
Polaris Wealth Advisory Group
San Rafael,
California
|
–
|
-$760K
|
-49,077
|
Closed
|
|
|
131
|
Dalton Investments
Las Vegas,
Nevada
|
–
|
-$386K
|
-24,917
|
Closed
|
|
|
132
|
|
–
|
-$374K
|
-24,130
|
Closed
|
|
|
133
|
Verition Fund Management
Greenwich,
Connecticut
|
–
|
-$273K
|
-17,621
|
Closed
|
|
|
134
|
|
–
|
-$259K
|
-16,736
|
Closed
|
|
|
135
|
Wellington Shields & Co
New York
|
–
|
-$241K
|
-15,542
|
Closed
|
|
|
136
|
PEAK6 Group
Chicago,
Illinois
|
–
|
-$165K
|
-9,557
|
Closed
|
|
|
137
|
Lazard Asset Management
New York
|
–
|
-$136K
|
-8,800
|
Closed
|
|
|
138
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$46.3K
|
-2,990
|
Closed
|
|
|
139
|
Hanseatic Management Services
Albuquerque,
New Mexico
|
–
|
-$11K
|
-737
|
Closed
|
|
|
140
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$3K
|
-200
|
Closed
|
|
