We are live on ! Find out more
AB icon

AllianceBernstein
AB

137 hedge funds and large institutions have $572M invested in AllianceBernstein in 2014 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 39 increasing their positions, 39 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more call options, than puts

Call options by funds: $10.1M | Put options by funds: $7.23M

18% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 17

16% more capital invested

Capital invested by funds: $491M → $572M (+$81M)

2% more funds holding

Funds holding: 134 → 137 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 39

1.45% less ownership

Funds ownership: 29.21% → 27.76% (-1.4%)

Holders
137
Holders Change
+3
Holders Change %
+2.24%
% of All Funds
3.96%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
20
Increased
39
Reduced
39
Closed
17
Calls
$10.1M
Puts
$7.23M
Net Calls
+$2.91M
Net Calls Change
-$647K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$8.03M
2
PI
Putnam Investments
Massachusetts
+$4.59M
3
Invesco
Invesco
Georgia
+$3.75M
4
CIM
Contrarius Investment Management
Jersey
+$3.69M
5
WJA
Williams Jones & Associates
New York
+$2.73M

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$7.02M
2
Franklin Resources
Franklin Resources
California
-$6.17M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$5.59M
4
LCS
Levin Capital Strategies
New York
-$5.43M
5
Bank of America
Bank of America
North Carolina
-$4.41M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
26
Endurance Wealth Management
Rhode Island
$3.25M +$2.43M +103,500 +387%
Credit Agricole
27
Credit Agricole
France
$3.1M +$197K +8,400 +7%
Ameriprise
28
Ameriprise
Minnesota
$2.95M +$2.67M +114,100 +2,831%
WJA
29
Williams Jones & Associates
New York
$2.91M +$2.73M +116,396 New
UCFA
30
United Capital Financial Advisors
Texas
$2.85M +$169K +7,200 +7%
TCM
31
Texan Capital Management
Texas
$2.82M +$1.72M +73,600 +187%
GIM
32
Groesbeck Investment Management
New Jersey
$2.75M +$2.58M +110,150 New
JP Morgan Chase
33
JP Morgan Chase
New York
$2.33M +$624K +26,620 +40%
U
34
UBS
Switzerland
$2.3M +$1.41M +60,068 +187%
RIL
35
Rothschild Investment LLC
Illinois
$2.16M +$408K +17,405 +25%
OC
36
Oppenheimer & Co
New York
$2.03M -$641K -27,354 -25%
MC
37
Moors & Cabot
Massachusetts
$1.7M +$1.6M +68,251 New
DCM
38
Driehaus Capital Management
Illinois
$1.49M +$1.39M +59,504 New
AllianceBernstein
39
AllianceBernstein
Tennessee
$1.35M – – –
CAM
40
Cacti Asset Management
Georgia
$1.35M – – –
RJA
41
Raymond James & Associates
Florida
$1.32M +$90.7K +3,872 +8%
Citigroup
42
Citigroup
New York
$1.3M -$1.1M -46,994 -47%
AA
43
Ancora Advisors
Ohio
$1.26M -$58.6K -2,500 -5%
NFC
44
Northeast Financial Consultants
Connecticut
$1.17M +$35.2K +1,500 +3%
MCM
45
McKinley Capital Management
Alaska
$1.17M -$49.3K -2,105 -4%
BWP
46
Baldwin Wealth Partners
Massachusetts
$1.08M – – –
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$1.06M -$40.7K -1,736 -4%
LPL Financial
48
LPL Financial
California
$982K +$142K +6,066 +18%
SHA
49
Smith Hayes Advisers
Nebraska
$815K +$765K +32,649 New
NERM
50
New England Research & Management
Illinois
$778K -$460K -19,630 -39%
1
2
3 4 5

AB Hedge Fund Activity: Q1 2014 in Review

137 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in AllianceBernstein (AB) for Q1 2014, worth a combined $572M — up 16% from $491M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new AB positions and 17 closed out — a net gain of 3 holders — while 39 added to existing stakes and 39 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $8.03M. The largest seller was Credit Suisse, cutting an estimated $7.02M.

  • 137 institutional investors held AllianceBernstein (AB) as of Q1 2014, up from 134 in Q4 2013.
  • Funds reported $572M of AllianceBernstein stock for Q1 2014, up 16% quarter-over-quarter.
  • 20 funds opened new AllianceBernstein positions in Q1 2014 and 17 closed out, a net change of +3 holders.
  • The largest AllianceBernstein buyer in Q1 2014 was Goldman Sachs, an estimated $8.03M added.
  • The largest AllianceBernstein seller in Q1 2014 was Credit Suisse, an estimated $7.02M sold.

Based on aggregated 13F filings for Q1 2014.