Stocks Most Commonly
Held In Funds’ Top 10

Funds Holding Holding in Top 10 New Positions Closed Positions Increased Positions Reduced Positions Call Options Put Options
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Name Funds holding
in top 10 		Growth Growth % Return since
30 Sep ‘18
2601
1 -1 -50% 4.07%
2602
1 -1 -50% 2.55%
2603
1 -1 -50% 86.2%
SLRC icon
2604
SLR Investment Corp
SLRC
$819M
1 -1 -50% 29.8%
2605
1 -1 -50% 836%
2606
1 -1 -50% 40.5%
2607
1 -1 -50% 96.9%
2608
1 -1 -50% 28.2%
2609
1 -1 -50% 22.5%
2610
1 -1 -50% 44.5%
JLS icon
2611
Nuveen Mortgage and Income Fund
JLS
$102M
1 -1 -50% 22.6%
2612
1 -1 -50% 56.6%
2613
1 -1 -50% 47.7%
2614
1 -1 -50% 62.6%
2615
1 -1 -50% 18.1%
2616
1 -1 -50% 16.4%
2617
1 -1 -50% 12.9%
2618
1 -1 -50% 33.3%
2619
1 -1 -50% 17.2%
2620
1 -1 -50% 149%
2621
1 -1 -50% 33.2%
2622
1 -1 -50% 99.4%
2623
1 -1 -50% 36.5%
2624
1 -1 -50% 24.5%
2625
1 -1 -50% 98.2%
103 104
105
106 107