YCM

Yakira Capital Management Portfolio holdings

AUM $271M
1-Year Return 20.05%
This Quarter Return
+17.49%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$338M
AUM Growth
+$121M
Cap. Flow
+$124M
Cap. Flow %
36.83%
Top 10 Hldgs %
26.42%
Holding
280
New
128
Increased
10
Reduced
34
Closed
41

Top Buys

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$12M
2
NBL
Noble Energy, Inc.
NBL
$10.8M
3
AMTD
TD Ameritrade Holding Corp
AMTD
$10.8M
4
LVGO
Livongo Health, Inc. Common Stock
LVGO
$9.55M
5
ZEV
Lightning eMotors, Inc.
ZEV
$8.01M

Top Sells

1
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$8.08M
2
LOGM
LogMein, Inc.
LOGM
$6.49M
3
NFINU
Netfin Acquisition Corp. Unit
NFINU
$6.3M
4
EE
El Paso Electric Company
EE
$6.24M
5
LM
Legg Mason, Inc.
LM
$6.08M

Sector Composition

1 Financials 18.48%
2 Industrials 12.33%
3 Healthcare 7.13%
4 Energy 5.61%
5 Communication Services 5.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRMK.WS
201
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$98K 0.03%
341,868
– –
KBLMW
202
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$92K 0.03%
400,000
– –
ALTG.WS
203
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$86K 0.03%
50,250
– –
AVCTW
204
DELISTED
American Virtual Cloud Technologies, Inc. Warrant expiring 4/7/2025
AVCTW
$83K 0.02%
283,201
-16,799
-6% -$4.92K
INSUW
205
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
$83K 0.02%
30,000
– –
GDYNW
206
DELISTED
Grid Dynamics Holdings, Inc. Warrant
GDYNW
$81K 0.02%
45,530
– –
KBLMR
207
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$80K 0.02%
400,000
– –
BFIIW
208
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$73K 0.02%
30,730
-7,000
-19% -$16.6K
BMY.RT
209
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$73K 0.02%
32,420
-47,300
-59% -$107K
SAQNW
210
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$72K 0.02%
+75,000
New +$72K
PDLI
211
DELISTED
PDL BioPharma, Inc.
PDLI
$70K 0.02%
+22,314
New +$70K
ADNWW
212
Advent Technologies Holdings Warrant
ADNWW
$10.6K
$68K 0.02%
100,000
– –
HPKEW
213
DELISTED
HighPeak Energy, Inc. Warrant
HPKEW
$60K 0.02%
+68,201
New +$60K
BRW
214
Saba Capital Income & Opportunities Fund
BRW
$349M
$58K 0.02%
+6,600
New +$58K
MNTSW icon
215
Momentus Inc. Warrant
MNTSW
$333
$58K 0.02%
+50,000
New +$58K
THCAW
216
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$56K 0.02%
+123,539
New +$56K
ORGO icon
217
Organogenesis Holdings
ORGO
$634M
$55K 0.02%
14,250
– –
GECC icon
218
Great Elm Capital Corp
GECC
$131M
$49K 0.01%
+2,406
New +$49K
JSPRW icon
219
Japer Therapeutics, Inc. Warrants
JSPRW
$49K 0.01%
+41,666
New +$49K
LACQW
220
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$47K 0.01%
100,900
– –
FREEW
221
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$41K 0.01%
42,395
– –
BRPAR
222
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$41K 0.01%
165,000
– –
LGHL
223
Lion Group Holding
LGHL
$2.96M
$39K 0.01%
7
-4
-36% -$22.3K
CCXX.WS
224
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
$39K 0.01%
+19,302
New +$39K
AGAE icon
225
Allied Gaming & Entertainment
AGAE
$35.4M
$37K 0.01%
29,600
– –
7 8
9
10 11