YCM

Yakira Capital Management Portfolio holdings

AUM $271M
This Quarter Return
+17.49%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$338M
AUM Growth
+$338M
Cap. Flow
+$124M
Cap. Flow %
36.84%
Top 10 Hldgs %
26.42%
Holding
280
New
128
Increased
11
Reduced
33
Closed
41

Top Buys

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$12M
2
NBL
Noble Energy, Inc.
NBL
$10.8M
3
AMTD
TD Ameritrade Holding Corp
AMTD
$10.8M
4
LVGO
Livongo Health, Inc. Common Stock
LVGO
$9.55M
5
ZEV
Lightning eMotors, Inc.
ZEV
$8.01M

Top Sells

1
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$8.08M
2
LOGM
LogMein, Inc.
LOGM
$6.49M
3
NFINU
Netfin Acquisition Corp. Unit
NFINU
$6.3M
4
EE
El Paso Electric Company
EE
$6.24M
5
LM
Legg Mason, Inc.
LM
$6.08M

Sector Composition

1 Financials 18.48%
2 Industrials 12.33%
3 Healthcare 7.13%
4 Energy 5.61%
5 Communication Services 5.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SSSS icon
151
SuRo Capital
SSSS
$207M
$336K 0.1%
31,022
-29,300
-49% -$317K
RSF
152
RiverNorth Capital and Income Fund
RSF
$62.8M
$335K 0.1%
22,579
-1,635
-7% -$24.3K
KLR
153
DELISTED
Kaleyra, Inc.
KLR
$333K 0.1%
43,931
– –
CBMG
154
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
$323K 0.1%
+17,588
New +$323K
BKD icon
155
Brookdale Senior Living
BKD
$1.81B
$298K 0.09%
117,400
– –
KCAC.WS
156
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
$291K 0.09%
+64,598
New +$291K
BXMX icon
157
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.48B
$281K 0.08%
24,886
– –
BBCP icon
158
Concrete Pumping Holdings
BBCP
$352M
$274K 0.08%
76,822
– –
HIX
159
Western Asset High Income Fund II
HIX
$386M
$271K 0.08%
+42,313
New +$271K
MACK
160
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$268K 0.08%
66,934
– –
GLEO.WS
161
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$262K 0.08%
+423,000
New +$262K
AEF
162
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$254K 0.08%
39,214
-601
-2% -$3.89K
NAV
163
DELISTED
Navistar International
NAV
$248K 0.07%
+5,700
New +$248K
VATE icon
164
INNOVATE Corp
VATE
$75.5M
$242K 0.07%
+100,000
New +$242K
GDYN icon
165
Grid Dynamics Holdings
GDYN
$695M
$240K 0.07%
31,060
– –
GNRSU
166
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$214K 0.06%
21,415
– –
NLSN
167
DELISTED
Nielsen Holdings plc
NLSN
$213K 0.06%
15,000
– –
HCCHW
168
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$207K 0.06%
99,906
– –
LATNW
169
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$206K 0.06%
+275,000
New +$206K
ALTG icon
170
Alta Equipment Group
ALTG
$264M
$200K 0.06%
25,527
– –
CTEV
171
Claritev Corporation
CTEV
$1.13B
$195K 0.06%
+19,011
New +$195K
ASLEW
172
DELISTED
AerSale Corporation Warrants
ASLEW
$193K 0.06%
387,500
– –
HCCHR
173
DELISTED
HL Acquisitions Corp. Right
HCCHR
$187K 0.06%
178,185
– –
NRXP icon
174
NRX Pharmaceuticals
NRXP
$61.8M
$176K 0.05%
16,410
– –
JIH.WS
175
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$174K 0.05%
+100,500
New +$174K
5 6
7
8 9