YCM

Yakira Capital Management Portfolio holdings

AUM $271M
1-Year Return 20.05%
This Quarter Return
+17.49%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$338M
AUM Growth
+$121M
Cap. Flow
+$124M
Cap. Flow %
36.83%
Top 10 Hldgs %
26.42%
Holding
280
New
128
Increased
10
Reduced
34
Closed
41

Top Buys

1
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$12M
2
NBL
Noble Energy, Inc.
NBL
$10.8M
3
AMTD
TD Ameritrade Holding Corp
AMTD
$10.8M
4
LVGO
Livongo Health, Inc. Common Stock
LVGO
$9.55M
5
ZEV
Lightning eMotors, Inc.
ZEV
$8.01M

Top Sells

1
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$8.08M
2
LOGM
LogMein, Inc.
LOGM
$6.49M
3
NFINU
Netfin Acquisition Corp. Unit
NFINU
$6.3M
4
EE
El Paso Electric Company
EE
$6.24M
5
LM
Legg Mason, Inc.
LM
$6.08M

Sector Composition

1 Financials 18.48%
2 Industrials 12.33%
3 Healthcare 7.13%
4 Energy 5.61%
5 Communication Services 5.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRHC.U
126
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$621K 0.18%
+61,500
New +$621K
SBG.U
127
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
$599K 0.18%
+60,000
New +$599K
CLGX
128
DELISTED
Corelogic, Inc.
CLGX
$598K 0.18%
+8,842
New +$598K
TCBI icon
129
Texas Capital Bancshares
TCBI
$3.96B
$592K 0.18%
19,019
-8,879
-32% -$276K
BSN.U
130
DELISTED
Broadstone Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of on
BSN.U
$563K 0.17%
+56,500
New +$563K
OXY icon
131
Occidental Petroleum
OXY
$45.2B
$551K 0.16%
54,999
– –
DLPH
132
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$538K 0.16%
32,178
-67,647
-68% -$1.13M
BFT.U
133
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$536K 0.16%
+52,500
New +$536K
AXTA icon
134
Axalta
AXTA
$6.89B
$519K 0.15%
23,421
– –
INAQU
135
DELISTED
INSU Acquisition Corp. II Unit
INAQU
$518K 0.15%
+50,000
New +$518K
PRPB.U
136
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$517K 0.15%
+50,000
New +$517K
ASPL.U
137
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
$510K 0.15%
+51,000
New +$510K
FTIVU
138
DELISTED
FinTech Acquisition Corp. IV Unit
FTIVU
$508K 0.15%
+50,000
New +$508K
ARKO icon
139
ARKO Corp
ARKO
$559M
$500K 0.15%
+50,000
New +$500K
NFINW
140
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$486K 0.14%
+370,710
New +$486K
RIV
141
RiverNorth Opportunities Fund
RIV
$267M
$468K 0.14%
+32,650
New +$468K
PFLT icon
142
PennantPark Floating Rate Capital
PFLT
$1.02B
$459K 0.14%
54,334
– –
LSEAW
143
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$433K 0.13%
240,400
– –
PRCP
144
DELISTED
Perceptron Inc
PRCP
$419K 0.12%
+61,680
New +$419K
HPK icon
145
HighPeak Energy
HPK
$945M
$415K 0.12%
60,540
-434,360
-88% -$2.98M
FNF icon
146
Fidelity National Financial
FNF
$16.5B
$402K 0.12%
13,359
-6,058
-31% -$182K
GIK.WS
147
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$386K 0.11%
+603,468
New +$386K
IIF
148
Morgan Stanley India Investment Fund
IIF
$254M
$377K 0.11%
21,738
-6,400
-23% -$111K
GIX.WS
149
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$374K 0.11%
+411,115
New +$374K
SVVC
150
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$349K 0.1%
84,409
-5,500
-6% -$22.7K
4 5
6
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