YCM

Yakira Capital Management Portfolio holdings

AUM $271M
This Quarter Return
+30.79%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$217M
AUM Growth
+$217M
Cap. Flow
-$87.4M
Cap. Flow %
-40.33%
Top 10 Hldgs %
29.66%
Holding
199
New
47
Increased
8
Reduced
38
Closed
47

Top Buys

1
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$8.08M
2
LM
Legg Mason, Inc.
LM
$6.08M
3
WTW icon
Willis Towers Watson
WTW
$5.39M
4
LOGM
LogMein, Inc.
LOGM
$4.53M
5
NOVSU
Novus Capital Corporation Units
NOVSU
$3.32M

Top Sells

1
AGN
Allergan plc
AGN
$30.1M
2
WBC
WABCO HOLDINGS INC.
WBC
$15.1M
3
MLNX
Mellanox Technologies, Ltd.
MLNX
$7.61M
4
IAC icon
IAC Inc
IAC
$7.09M
5
CZR
Caesars Entertainment Corporation
CZR
$6.86M

Sector Composition

1 Financials 14.92%
2 Industrials 7.19%
3 Technology 5.42%
4 Healthcare 5.41%
5 Utilities 3.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CETV
76
DELISTED
Central European Media Enterprises Ltd
CETV
$825K 0.37%
233,022
-30,000
-11% -$106K
ETFC
77
DELISTED
E*Trade Financial Corporation
ETFC
$796K 0.36%
+16,000
New +$796K
SFT
78
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$767K 0.34%
+59,200
New +$767K
LBTYK icon
79
Liberty Global Class C
LBTYK
$4.05B
$758K 0.34%
35,246
-155,500
-82% -$3.34M
GDV icon
80
Gabelli Dividend & Income Trust
GDV
$2.38B
$668K 0.3%
37,950
-5,000
-12% -$88K
GCAP
81
DELISTED
Gain Capital Holdings, Inc.
GCAP
$575K 0.26%
+95,516
New +$575K
FNF icon
82
Fidelity National Financial
FNF
$16B
$572K 0.26%
+18,670
New +$572K
ASG
83
Liberty All-Star Growth Fund
ASG
$342M
$553K 0.25%
+87,869
New +$553K
HYACU
84
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$548K 0.25%
50,000
– –
AXTA icon
85
Axalta
AXTA
$6.66B
$528K 0.24%
23,421
-19,849
-46% -$447K
SSSS icon
86
SuRo Capital
SSSS
$207M
$511K 0.23%
60,322
-8,000
-12% -$67.8K
HOFV
87
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$510K 0.23%
39,725
-160,275
-80% -$2.06M
IIF
88
Morgan Stanley India Investment Fund
IIF
$253M
$457K 0.2%
28,138
+500
+2% +$8.12K
PFLT icon
89
PennantPark Floating Rate Capital
PFLT
$1.01B
$456K 0.2%
54,334
– –
GRAF.WS
90
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$439K 0.2%
+192,450
New +$439K
SVVC
91
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$368K 0.16%
89,909
– –
RSF
92
RiverNorth Capital and Income Fund
RSF
$62.9M
$360K 0.16%
24,214
-1,625
-6% -$24.2K
FMCIW
93
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$358K 0.16%
76,100
-43,900
-37% -$207K
BKD icon
94
Brookdale Senior Living
BKD
$1.81B
$346K 0.16%
117,400
– –
SRGA
95
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$343K 0.15%
+107,795
New +$343K
PEO
96
Adams Natural Resources Fund
PEO
$585M
$321K 0.14%
+29,071
New +$321K
BMY.RT
97
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$285K 0.13%
79,720
-10,000
-11% -$35.8K
SAMAW
98
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$275K 0.12%
+213,333
New +$275K
BXMX icon
99
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.48B
$274K 0.12%
24,886
– –
BBCP icon
100
Concrete Pumping Holdings
BBCP
$353M
$267K 0.12%
76,822
– –
2 3
4
5 6