YCM

Yakira Capital Management Portfolio holdings

AUM $271M
This Quarter Return
+3.61%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$341M
AUM Growth
+$341M
Cap. Flow
-$3.09M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.41%
Holding
195
New
47
Increased
21
Reduced
20
Closed
46

Top Buys

1
CZR
Caesars Entertainment Corporation
CZR
$21.9M
2
EE
El Paso Electric Company
EE
$8.7M
3
NIHD
NII Holdings, Inc. Common Stock
NIHD
$8.27M
4
ADSW
Advanced Disposal Services, Inc.
ADSW
$6.98M
5
KLR
Kaleyra, Inc.
KLR
$6.11M

Top Sells

1
AABA
Altaba Inc. Common Stock
AABA
$21.9M
2
CELG
Celgene Corp
CELG
$19.9M
3
BPL
Buckeye Partners, L.P.
BPL
$19.1M
4
VSM
Versum Materials, Inc.
VSM
$8.51M
5
GWR
Genesee & Wyoming Inc.
GWR
$5.14M

Sector Composition

1 Consumer Discretionary 12.87%
2 Communication Services 10.6%
3 Healthcare 8.89%
4 Technology 8.67%
5 Industrials 6.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACHN
76
DELISTED
Achillion Pharmaceuticals, Inc.
ACHN
$1.04M 0.3% +172,471 New +$1.04M
SRACU
77
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
$1.03M 0.3% +100,000 New +$1.03M
PIC.U
78
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$1.02M 0.3% 100,000 – –
FREE
79
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$1.01M 0.3% +100,000 New +$1.01M
ALTG icon
80
Alta Equipment Group
ALTG
$267M
$1.01M 0.29% +100,500 New +$1.01M
GDV icon
81
Gabelli Dividend & Income Trust
GDV
$2.39B
$998K 0.29% 45,450 +550 +1% +$12.1K
GDYN icon
82
Grid Dynamics Holdings
GDYN
$702M
$988K 0.29% +91,060 New +$988K
FTF
83
Franklin Limited Duration Income Trust
FTF
$259M
$937K 0.27% 97,720 -2,800 -3% -$26.8K
BKD icon
84
Brookdale Senior Living
BKD
$1.83B
$930K 0.27% 127,900 – –
NPAUU
85
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$925K 0.27% 90,100 – –
CETV
86
DELISTED
Central European Media Enterprises Ltd
CETV
$857K 0.25% +189,165 New +$857K
SMTA
87
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$844K 0.25% 1,099,330 +1,044,004 +1,887% +$802K
INSUU
88
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$798K 0.23% 75,000 – –
PFLT icon
89
PennantPark Floating Rate Capital
PFLT
$1.02B
$662K 0.19% 54,334 – –
AEF
90
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$656K 0.19% 86,041 -8,000 -9% -$61K
RIV
91
RiverNorth Opportunities Fund
RIV
$268M
$643K 0.19% 39,379 +17,629 +81% +$288K
ELAN icon
92
Elanco Animal Health
ELAN
$9.12B
$594K 0.17% 20,157 -75,600 -79% -$2.23M
RSF
93
RiverNorth Capital and Income Fund
RSF
$63M
$583K 0.17% 31,974 -2,787 -8% -$50.8K
SVVC
94
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$581K 0.17% 90,343 +8,764 +11% +$56.4K
WAIR
95
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$572K 0.17% +51,890 New +$572K
LOACU
96
DELISTED
Longevity Acquisition Corporation Units
LOACU
$545K 0.16% 50,000 – –
HYACU
97
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$528K 0.15% 50,000 – –
HFRO
98
Highland Opportunities and Income Fund
HFRO
$340M
$483K 0.14% 38,896 +22,000 +130% +$273K
AXE
99
DELISTED
Anixter International Inc
AXE
$461K 0.14% +5,000 New +$461K
RVT icon
100
Royce Value Trust
RVT
$1.92B
$461K 0.14% 31,232 -16,700 -35% -$247K
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4
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