YCM

Yakira Capital Management Portfolio holdings

AUM $271M
This Quarter Return
-3.22%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$340M
AUM Growth
+$340M
Cap. Flow
-$98.5M
Cap. Flow %
-28.97%
Top 10 Hldgs %
39.99%
Holding
189
New
45
Increased
18
Reduced
16
Closed
41

Top Buys

1
BPL
Buckeye Partners, L.P.
BPL
$16M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
$8.42M
3
AGN
Allergan plc
AGN
$7.69M
4
HPK icon
HighPeak Energy
HPK
$7.18M
5
YTRA icon
Yatra Online
YTRA
$5.97M

Top Sells

1
LLL
L3 Technologies, Inc.
LLL
$32.8M
2
RHT
Red Hat Inc
RHT
$24.8M
3
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$23.2M
4
APC
Anadarko Petroleum
APC
$18.1M
5
FDC
First Data Corporation
FDC
$17.8M

Sector Composition

1 Healthcare 14.58%
2 Technology 11.26%
3 Energy 9.58%
4 Communication Services 7.46%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PIC.U
76
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$1.02M 0.3% +100,000 New +$1.02M
BRPM.U
77
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$1.02M 0.3% 100,500 – –
AVYA
78
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1M 0.29% 98,051 -55,549 -36% -$568K
CTACU
79
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$970K 0.28% 91,060 – –
BKD icon
80
Brookdale Senior Living
BKD
$1.83B
$969K 0.28% 127,900 – –
GDV icon
81
Gabelli Dividend & Income Trust
GDV
$2.39B
$966K 0.28% +44,900 New +$966K
FTF
82
Franklin Limited Duration Income Trust
FTF
$259M
$936K 0.27% 100,520 – –
BFH icon
83
Bread Financial
BFH
$3.09B
$930K 0.27% +7,258 New +$930K
GLV
84
Clough Global Dividend & Income Fund
GLV
$72.2M
$928K 0.27% +85,571 New +$928K
NPAUU
85
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$909K 0.27% +90,100 New +$909K
CRZO
86
DELISTED
Carrizo Oil & Gas Inc
CRZO
$907K 0.27% +105,677 New +$907K
CDOR
87
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$805K 0.24% +72,883 New +$805K
INSUU
88
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$782K 0.23% 75,000 – –
CY
89
DELISTED
Cypress Semiconductor
CY
$700K 0.21% 30,000 -10,000 -25% -$233K
RSF
90
RiverNorth Capital and Income Fund
RSF
$63M
$663K 0.19% 34,761 +21,694 +166% +$414K
RVT icon
91
Royce Value Trust
RVT
$1.92B
$660K 0.19% 47,932 -127,895 -73% -$1.76M
AEF
92
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$655K 0.19% 94,041 -108,045 -53% -$753K
PFLT icon
93
PennantPark Floating Rate Capital
PFLT
$1.02B
$630K 0.18% 54,334 – –
SVVC
94
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$624K 0.18% 81,579 +3,006 +4% +$23K
LOACU
95
DELISTED
Longevity Acquisition Corporation Units
LOACU
$544K 0.16% 50,000 – –
HYACU
96
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$517K 0.15% 50,000 – –
ASG
97
Liberty All-Star Growth Fund
ASG
$344M
$510K 0.15% 86,068 -119,332 -58% -$707K
SMTA
98
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$467K 0.14% +55,326 New +$467K
LILA icon
99
Liberty Latin America Class A
LILA
$1.61B
$437K 0.13% 25,623 – –
ACP
100
abrdn Income Credit Strategies Fund
ACP
$745M
$436K 0.13% +35,000 New +$436K
2 3
4
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