YCM

Yakira Capital Management Portfolio holdings

AUM $271M
This Quarter Return
+3.38%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$297M
AUM Growth
+$297M
Cap. Flow
-$47.4M
Cap. Flow %
-15.93%
Top 10 Hldgs %
53.29%
Holding
146
New
39
Increased
21
Reduced
18
Closed
33

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$13M
2
CRF
Cornerstone Total Return Fund
CRF
$11.7M
3
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$5.81M
4
INDUU
Industrea Acquisition Corp. Unit
INDUU
$5.06M
5
HOMB icon
Home BancShares
HOMB
$4.86M

Top Sells

1
AWH
Allied World Assurance Co Hld Lt
AWH
$22.4M
2
DD icon
DuPont de Nemours
DD
$13.9M
3
RAI
Reynolds American Inc
RAI
$10.8M
4
MBLY
Mobileye N.V.
MBLY
$9.3M
5
AABA
Altaba Inc. Common Stock
AABA
$8.14M

Sector Composition

1 Technology 23.5%
2 Communication Services 16.94%
3 Financials 14.52%
4 Industrials 6.15%
5 Healthcare 3.72%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVLN
76
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$256K 0.09%
36,428
– –
SVVC
77
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$241K 0.08%
30,064
+5,225
+21% +$41.9K
WRLSR
78
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$240K 0.08%
+600,000
New +$240K
GEN icon
79
Gen Digital
GEN
$18.1B
$232K 0.08%
7,082
– –
LCM
80
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$231K 0.08%
26,775
-88,780
-77% -$766K
MACK
81
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$224K 0.07%
15,407
-235,393
-94% -$141K
USA icon
82
Liberty All-Star Equity Fund
USA
$1.92B
$208K 0.07%
34,538
-38,000
-52% -$229K
DALN icon
83
DallasNews
DALN
$79.6M
$165K 0.05%
35,942
– –
DDC
84
DELISTED
Dominion Diamond Corporation
DDC
$152K 0.05%
10,719
-25,850
-71% -$367K
WRLSW
85
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$150K 0.05%
+300,000
New +$150K
IRL
86
DELISTED
NEW IRELAND FUND INC
IRL
$137K 0.05%
+10,000
New +$137K
TGNA icon
87
TEGNA Inc
TGNA
$3.41B
$133K 0.04%
10,000
– –
STCN
88
DELISTED
Steel Connect, Inc. Common Stock
STCN
$131K 0.04%
69,804
– –
RNWK
89
DELISTED
RealNetworks Inc
RNWK
$127K 0.04%
26,522
– –
VDTH
90
DELISTED
Videocon d2h Limited
VDTH
$126K 0.04%
14,125
– –
MMDMR
91
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$120K 0.04%
324,000
– –
KBLMR
92
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$116K 0.04%
+400,000
New +$116K
ANDAR
93
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$111K 0.04%
+187,500
New +$111K
BLVDW
94
DELISTED
Boulevard Acquisition Corp. II Warrant
BLVDW
$111K 0.04%
124,450
– –
CXH
95
MFS Investment Grade Municipal Trust
CXH
$61.7M
$108K 0.04%
+10,779
New +$108K
MMDMW
96
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$97K 0.03%
180,000
– –
ASRT icon
97
Assertio
ASRT
$78.3M
$87K 0.03%
15,100
– –
FMCIR
98
DELISTED
Forum Merger Corporation Right
FMCIR
$80K 0.03%
+234,000
New +$80K
NEXTW
99
DELISTED
NextDecade Corporation Warrant
NEXTW
$70K 0.02%
+75,000
New +$70K
KBLMW
100
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$68K 0.02%
+400,000
New +$68K
2 3
4
5 6