YCM

Yakira Capital Management Portfolio holdings

AUM $271M
This Quarter Return
+4.79%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$492M
AUM Growth
+$492M
Cap. Flow
+$145M
Cap. Flow %
29.5%
Top 10 Hldgs %
49.31%
Holding
169
New
43
Increased
14
Reduced
20
Closed
25

Top Buys

1
LLL
L3 Technologies, Inc.
LLL
$32.8M
2
AABA
Altaba Inc. Common Stock
AABA
$18.1M
3
APC
Anadarko Petroleum
APC
$18.1M
4
TRCO
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$16.2M
5
FDC
First Data Corporation
FDC
$12.3M

Top Sells

1
DIS icon
Walt Disney
DIS
$6.09M
2
UTG icon
Reaves Utility Income Fund
UTG
$5.42M
3
USG
Usg
USG
$5.21M
4
ARRS
ARRIS International plc Ordinary Shares
ARRS
$5.07M
5
T icon
AT&T
T
$4.69M

Sector Composition

1 Technology 27.96%
2 Communication Services 15.52%
3 Healthcare 7.49%
4 Financials 5.83%
5 Industrials 3.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TIBRU
51
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$2.1M 0.41% 200,000 – –
L icon
52
Loews
L
$20.1B
$2.1M 0.41% 38,398 -15,000 -28% -$820K
OAK
53
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.95M 0.38% +39,274 New +$1.95M
ELAN icon
54
Elanco Animal Health
ELAN
$9.12B
$1.94M 0.38% 57,457 -54,200 -49% -$1.83M
NTG
55
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.89M 0.37% 140,197 – –
GXGXU
56
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$1.88M 0.37% +187,000 New +$1.88M
AVYA
57
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.83M 0.36% +153,600 New +$1.83M
NRXP icon
58
NRX Pharmaceuticals
NRXP
$55.1M
$1.72M 0.34% 165,000 – –
FTACU
59
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.71M 0.34% 160,000 – –
ENFC
60
DELISTED
Entegra Financial Corp.
ENFC
$1.63M 0.32% +54,100 New +$1.63M
TRNE.U
61
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$1.62M 0.32% 160,000 – –
MUDSU
62
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.59M 0.31% 150,000 – –
HCCHU
63
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$1.52M 0.3% 144,000 – –
SSFN
64
DELISTED
Stewardship Financial Corp
SSFN
$1.5M 0.29% +97,000 New +$1.5M
EE
65
DELISTED
El Paso Electric Company
EE
$1.49M 0.29% +22,714 New +$1.49M
AEF
66
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$1.48M 0.29% 202,086 -78,938 -28% -$577K
HFBC
67
DELISTED
HopFed Bancorp Inc
HFBC
$1.45M 0.28% 76,341 – –
ZAYO
68
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.37M 0.27% 41,700 +17,500 +72% +$576K
IIF
69
Morgan Stanley India Investment Fund
IIF
$250M
$1.32M 0.26% 62,977 – –
NIHD
70
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$1.32M 0.26% 781,400 +4,266 +0.5% +$7.21K
PVT
71
DELISTED
Pivotal Acquisition Corp.
PVT
$1.31M 0.26% +129,000 New +$1.31M
FMCIU
72
DELISTED
Forum Merger II Corporation Unit
FMCIU
$1.27M 0.25% 120,000 – –
OPESU
73
DELISTED
Opes Acquisition Corp. Unit
OPESU
$1.27M 0.25% 120,730 – –
ASG
74
Liberty All-Star Growth Fund
ASG
$344M
$1.2M 0.23% 205,400 -83,100 -29% -$483K
AXTA icon
75
Axalta
AXTA
$6.77B
$1.19M 0.23% +39,900 New +$1.19M
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