YCM

Yakira Capital Management Portfolio holdings

AUM $271M
This Quarter Return
+26.11%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$399M
AUM Growth
+$399M
Cap. Flow
+$24.8M
Cap. Flow %
6.22%
Top 10 Hldgs %
23.3%
Holding
345
New
107
Increased
17
Reduced
49
Closed
88

Top Buys

1
BMCH
BMC Stock Holdings, Inc
BMCH
$8.47M
2
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$7.15M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$7.08M
4
WORK
Slack Technologies, Inc.
WORK
$7M
5
CLGX
Corelogic, Inc.
CLGX
$6.62M

Top Sells

1
AMTD
TD Ameritrade Holding Corp
AMTD
$12.8M
2
NBL
Noble Energy, Inc.
NBL
$10.8M
3
LVGO
Livongo Health, Inc. Common Stock
LVGO
$9.55M
4
VSLR
VIVINT SOLAR, INC.
VSLR
$7.05M
5
ADSW
Advanced Disposal Services, Inc.
ADSW
$6.22M

Sector Composition

1 Financials 12.36%
2 Healthcare 5.7%
3 Technology 5.21%
4 Industrials 5.15%
5 Consumer Discretionary 4.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KBLMR
326
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-400,000
Closed -$80K
KBLMW
327
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-400,000
Closed -$92K
BITA
328
DELISTED
Bitauto Holdings Limited
BITA
– –
-10,000
Closed -$158K
ADSW
329
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-205,744
Closed -$6.22M
LVGO
330
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-68,218
Closed -$9.55M
IMMU
331
DELISTED
Immunomedics Inc
IMMU
– –
-41,700
Closed -$3.55M
FTACW
332
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
– –
-80,000
Closed -$123K
SAQNW
333
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– –
-75,000
Closed -$72K
INSUW
334
DELISTED
Insurance Acquisition Corp. Warrant
INSUW
– –
-30,000
Closed -$83K
AIMT
335
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-46,826
Closed -$1.61M
ONDK
336
DELISTED
On Deck Capital, Inc.
ONDK
– –
-418,259
Closed -$669K
CETV
337
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-174,522
Closed -$731K
CCXX.WS
338
DELISTED
Churchill Capital Corp III Warrants, each exercisable for one share of Class A common stock at an ex
CCXX.WS
– –
-19,302
Closed -$39K
VSLR
339
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-166,546
Closed -$7.05M
AMTD
340
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-326,387
Closed -$12.8M
NBL
341
DELISTED
Noble Energy, Inc.
NBL
– –
-1,264,946
Closed -$10.8M
ETFC
342
DELISTED
E*Trade Financial Corporation
ETFC
– –
-113,558
Closed -$5.68M
PFNX
343
DELISTED
Pfenex Inc.
PFNX
– –
-243,849
Closed -$3.11M
DLPH
344
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-32,178
Closed -$538K
MNTA
345
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-59,900
Closed -$3.14M
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