YCM

Yakira Capital Management Portfolio holdings

AUM $271M
1-Year Return 20.05%
This Quarter Return
+26.11%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$399M
AUM Growth
+$61.4M
Cap. Flow
+$24.8M
Cap. Flow %
6.21%
Top 10 Hldgs %
23.3%
Holding
345
New
107
Increased
17
Reduced
49
Closed
88

Top Buys

1
BMCH
BMC Stock Holdings, Inc
BMCH
$8.47M
2
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$7.15M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$7.08M
4
WORK
Slack Technologies, Inc.
WORK
$7M
5
CLGX
Corelogic, Inc.
CLGX
$6.62M

Top Sells

1
AMTD
TD Ameritrade Holding Corp
AMTD
$12.8M
2
NBL
Noble Energy, Inc.
NBL
$10.8M
3
LVGO
Livongo Health, Inc. Common Stock
LVGO
$9.55M
4
VSLR
VIVINT SOLAR, INC.
VSLR
$7.05M
5
ADSW
Advanced Disposal Services, Inc.
ADSW
$6.22M

Sector Composition

1 Financials 12.36%
2 Healthcare 5.7%
3 Technology 5.21%
4 Industrials 5.15%
5 Consumer Discretionary 4.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CGROU
301
DELISTED
Collective Growth Corporation Unit
CGROU
– –
-201,000
Closed -$2.03M
BFT.U
302
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-52,500
Closed -$536K
CLA.U
303
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
– –
-131,000
Closed -$1.31M
CFIIU
304
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
– –
-76,000
Closed -$762K
LGVW.U
305
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
– –
-100,500
Closed -$1.02M
INAQU
306
DELISTED
INSU Acquisition Corp. II Unit
INAQU
– –
-50,000
Closed -$518K
BMY.RT
307
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-32,420
Closed -$73K
LOAK.U
308
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– –
-214,400
Closed -$2.26M
PTACW
309
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-75,000
Closed -$123K
HYACW
310
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
-16,666
Closed -$16K
PIC.WS
311
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-33,333
Closed -$123K
PRCP
312
DELISTED
Perceptron Inc
PRCP
– –
-61,680
Closed -$419K
SAMAW
313
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
– –
-213,333
Closed -$111K
HCCHR
314
DELISTED
HL Acquisitions Corp. Right
HCCHR
– –
-178,185
Closed -$187K
HCCHW
315
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
– –
-99,906
Closed -$207K
TRNE.WS
316
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– –
-64,735
Closed -$170K
HUD
317
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-102,072
Closed -$776K
KCAC.WS
318
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
– –
-64,598
Closed -$291K
TLI
319
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-150,311
Closed -$1.39M
WMGI
320
DELISTED
Wright Medical Group Inc
WMGI
– –
-124,600
Closed -$3.81M
NFINW
321
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-370,710
Closed -$486K
KBLMR
322
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-400,000
Closed -$80K
KBLMW
323
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-400,000
Closed -$92K
BITA
324
DELISTED
Bitauto Holdings Limited
BITA
– –
-10,000
Closed -$158K
ADSW
325
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-205,744
Closed -$6.22M
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