YCM

Yakira Capital Management Portfolio holdings

AUM $271M
1-Year Return 20.05%
This Quarter Return
+26.11%
1 Year Return
+20.05%
3 Year Return
+67.07%
5 Year Return
+198.01%
10 Year Return
+483.22%
AUM
$399M
AUM Growth
+$61.4M
Cap. Flow
+$24.8M
Cap. Flow %
6.21%
Top 10 Hldgs %
23.3%
Holding
345
New
107
Increased
17
Reduced
49
Closed
88

Top Buys

1
BMCH
BMC Stock Holdings, Inc
BMCH
$8.47M
2
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$7.15M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$7.08M
4
WORK
Slack Technologies, Inc.
WORK
$7M
5
CLGX
Corelogic, Inc.
CLGX
$6.62M

Top Sells

1
AMTD
TD Ameritrade Holding Corp
AMTD
$12.8M
2
NBL
Noble Energy, Inc.
NBL
$10.8M
3
LVGO
Livongo Health, Inc. Common Stock
LVGO
$9.55M
4
VSLR
VIVINT SOLAR, INC.
VSLR
$7.05M
5
ADSW
Advanced Disposal Services, Inc.
ADSW
$6.22M

Sector Composition

1 Financials 12.36%
2 Healthcare 5.7%
3 Technology 5.21%
4 Industrials 5.15%
5 Consumer Discretionary 4.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MX icon
276
Magnachip Semiconductor
MX
$107M
– –
-10,000
Closed -$137K
NRXP icon
277
NRX Pharmaceuticals
NRXP
$65.4M
– –
-1,641
Closed -$176K
OPP
278
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$208M
– –
-12,397
Closed -$168K
ORGO icon
279
Organogenesis Holdings
ORGO
$634M
– –
-14,250
Closed -$55K
PFLT icon
280
PennantPark Floating Rate Capital
PFLT
$1.02B
– –
-54,334
Closed -$459K
QS icon
281
QuantumScape
QS
$4.44B
– –
-42,444
Closed -$711K
RIV
282
RiverNorth Opportunities Fund
RIV
$267M
– –
-32,650
Closed -$468K
RSF
283
RiverNorth Capital and Income Fund
RSF
$62.9M
– –
-23,033
Closed -$335K
SPRU icon
284
Spruce Power Holding Corp
SPRU
$27.3M
– –
-10,062
Closed -$928K
SPXX icon
285
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$326M
– –
-10,148
Closed -$135K
TCBI icon
286
Texas Capital Bancshares
TCBI
$3.96B
– –
-19,019
Closed -$592K
VATE icon
287
INNOVATE Corp
VATE
$75.2M
– –
-10,000
Closed -$242K
CTEV
288
Claritev Corporation
CTEV
$1.15B
– –
-475
Closed -$195K
DM
289
DELISTED
Desktop Metal, Inc.
DM
– –
-6,169
Closed -$666K
STCN
290
DELISTED
Steel Connect, Inc. Common Stock
STCN
– –
-5,872
Closed -$30K
PAYA
291
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-144,000
Closed -$1.49M
VLDRW
292
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-128,948
Closed -$631K
TRIT
293
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-318,706
Closed -$3.31M
DFNS.U
294
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-150,000
Closed -$1.59M
GXGXU
295
DELISTED
GX Acquisiton Corp. Unit
GXGXU
– –
-187,000
Closed -$2.1M
MDLY
296
DELISTED
Medley Management Inc
MDLY
– –
-1,471
Closed -$9K
NAV
297
DELISTED
Navistar International
NAV
– –
-5,700
Closed -$248K
FIIIU
298
DELISTED
Forum Merger III Corporation Units
FIIIU
– –
-76,000
Closed -$793K
NGA.U
299
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
– –
-246,100
Closed -$2.46M
STPK.U
300
DELISTED
Star Peak Energy Transition Corp. Units, each consisting of one share of Class A common stock, and o
STPK.U
– –
-101,000
Closed -$1.04M
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