WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$31.1M
2
AVGO icon
Broadcom
AVGO
$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STOR
151
DELISTED
STORE Capital Corporation
STOR
$2.31M 0.02%
96,815
-221,856
-70% -$5.28M
FUSE.U
152
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$2.29M 0.02%
+225,000
New +$2.29M
CHPMU
153
DELISTED
CHP Merger Corp. Unit
CHPMU
$2.24M 0.02%
218,827
+82,402
+60% +$844K
ASHR icon
154
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
$2.23M 0.02%
+75,000
New +$2.23M
ETO
155
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$448M
$2.23M 0.02%
107,265
+106,025
+8,550% +$2.2M
SKLZ icon
156
Skillz
SKLZ
$114M
$2.22M 0.02%
+10,107
New +$2.22M
AXON icon
157
Axon Enterprise
AXON
$57.2B
$2.21M 0.02%
+22,500
New +$2.21M
TCOM icon
158
Trip.com Group
TCOM
$47.6B
$2.21M 0.02%
85,077
+44,000
+107% +$1.14M
PH icon
159
Parker-Hannifin
PH
$96.1B
$2.2M 0.02%
12,000
+10,542
+723% +$1.93M
CC icon
160
Chemours
CC
$2.34B
$2.17M 0.02%
141,163
+34,340
+32% +$527K
TEAF
161
Ecofin Sustainable & Social Impact Term Fund
TEAF
$163M
$2.16M 0.02%
193,715
+7,506
+4% +$83.8K
SPXX icon
162
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$326M
$2.14M 0.02%
166,976
+111,009
+198% +$1.42M
NEM icon
163
Newmont
NEM
$83.7B
$2.13M 0.02%
34,441
+6,441
+23% +$398K
PGRE
164
Paramount Group
PGRE
$1.66B
$2.12M 0.02%
+275,182
New +$2.12M
CCD
165
Calamos Dynamic Convertible & Income Fund
CCD
$563M
$2.06M 0.02%
+97,824
New +$2.06M
ACIA
166
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
$2.04M 0.02%
30,318
– –
DEX
167
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.02M 0.02%
249,447
+72,519
+41% +$586K
SPXS icon
168
Direxion Daily S&P 500 Bear 3x Shares
SPXS
$443M
$2.01M 0.02%
25,800
+8,821
+52% +$689K
CCAC.U
169
DELISTED
CITIC Capital Acquisition Corp. Units, each consisting of one Class A ordinary share, $0.0001 par va
CCAC.U
$2.01M 0.02%
200,000
-500,000
-71% -$5.03M
RMT
170
Royce Micro-Cap Trust
RMT
$541M
$2.01M 0.02%
279,160
+276,460
+10,239% +$1.99M
LOAK.U
171
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
$1.99M 0.02%
+198,268
New +$1.99M
TMC icon
172
TMC The Metals Company
TMC
$2.08B
$1.94M 0.02%
+200,000
New +$1.94M
CHPM
173
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$1.93M 0.02%
+193,900
New +$1.93M
BDX icon
174
Becton Dickinson
BDX
$55.1B
$1.93M 0.02%
+8,267
New +$1.93M
CHPT icon
175
ChargePoint
CHPT
$239M
$1.91M 0.02%
9,500
– –
5 6
7
8 9