WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACTTU
126
DELISTED
Act II Global Acquisition Corp. Unit
ACTTU
$2.98M 0.04%
281,200
– –
FTV icon
127
Fortive
FTV
$16.1B
$2.94M 0.04%
63,757
-73,668
-54% -$3.4M
ESSCU
128
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$2.94M 0.04%
+300,000
New +$2.94M
NKLA
129
DELISTED
Nikola Corporation Common Stock
NKLA
$2.89M 0.04%
9,041
+708
+8% +$226K
VCTR icon
130
Victory Capital Holdings
VCTR
$4.83B
$2.88M 0.04%
176,098
+27,640
+19% +$452K
IDE
131
Voya Infrastructure, Industrials and Materials Fund
IDE
$187M
$2.87M 0.04%
353,539
-19,820
-5% -$161K
LAZR icon
132
Luminar Technologies
LAZR
$116M
$2.86M 0.04%
18,761
-6,364
-25% -$970K
OPRX icon
133
OptimizeRx
OPRX
$345M
$2.8M 0.04%
309,224
-281,849
-48% -$2.55M
UPS icon
134
United Parcel Service
UPS
$71.6B
$2.76M 0.04%
+29,551
New +$2.76M
CCXX.U
135
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
$2.75M 0.04%
+275,000
New +$2.75M
TLMD
136
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$2.74M 0.04%
+280,000
New +$2.74M
SIVB
137
DELISTED
SVB Financial Group
SIVB
$2.72M 0.04%
18,000
+16,126
+861% +$2.44M
SPXS icon
138
Direxion Daily S&P 500 Bear 3x Shares
SPXS
$438M
$2.71M 0.04%
16,979
+15,991
+1,619% +$2.55M
TDF
139
Templeton Dragon Fund
TDF
$281M
$2.63M 0.04%
154,091
-21,331
-12% -$364K
IGA
140
Voya Global Advantage and Premium Opportunity Fund
IGA
$152M
$2.62M 0.04%
341,808
+172,348
+102% +$1.32M
PEGA icon
141
Pegasystems
PEGA
$9.21B
$2.61M 0.04%
+73,200
New +$2.61M
WFC.PRL icon
142
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.86B
$2.6M 0.04%
+2,078
New +$2.6M
ROK icon
143
Rockwell Automation
ROK
$38.4B
$2.57M 0.04%
+17,061
New +$2.57M
GNOG
144
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$2.51M 0.04%
255,659
-497,520
-66% -$4.87M
HYACU
145
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$2.5M 0.04%
+247,700
New +$2.5M
CCX.U
146
DELISTED
Churchill Capital Corp II
CCX.U
$2.5M 0.04%
241,620
+61,620
+34% +$637K
JBGS
147
JBG SMITH
JBGS
$1.36B
$2.49M 0.04%
78,248
-37,251
-32% -$1.19M
JRI icon
148
Nuveen Real Asset Income & Growth Fund
JRI
$372M
$2.41M 0.03%
+243,733
New +$2.41M
AVB icon
149
AvalonBay Communities
AVB
$27.4B
$2.38M 0.03%
+16,174
New +$2.38M
SBRA icon
150
Sabra Healthcare REIT
SBRA
$4.58B
$2.38M 0.03%
217,958
-96,128
-31% -$1.05M
4 5
6
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