WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NPKI
1226
NPK International Inc.
NPKI
$887M
– –
0
– –
TPC
1227
Tutor Perini Corporation
TPC
$3.3B
– –
0
– –
BERY
1228
DELISTED
Berry Global Group, Inc.
BERY
– –
-21,780
Closed -$949K
ALTR
1229
DELISTED
Altair Engineering Inc. Class A Common Stock
ALTR
– –
0
– –
BEST
1230
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
– –
0
– –
INFN
1231
DELISTED
Infinera Corporation Common Stock
INFN
– –
0
– –
ROIC
1232
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-24,227
Closed -$427K
INSI
1233
DELISTED
Insight Select Income Fund
INSI
– –
-525
Closed -$10K
LFLYW
1234
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-46,200
Closed -$23K
LUMO
1235
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
0
– –
VGR
1236
DELISTED
Vector Group Ltd.
VGR
– –
0
– –
PHUNW
1237
DELISTED
Phunware, Inc. Warrants
PHUNW
$0 ﹤0.01%
2,163
-1,400
-39% –
NVTA
1238
DELISTED
Invitae Corporation
NVTA
– –
0
– –
NEWR
1239
DELISTED
New Relic, Inc.
NEWR
– –
0
– –
ICPT
1240
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
0
– –
TRHC
1241
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
0
– –
WWE
1242
DELISTED
World Wrestling Entertainment
WWE
– –
-3,966
Closed -$257K
AMRS
1243
DELISTED
Amyris Inc.
AMRS
– –
-1,563,197
Closed -$4.83M
UNVR
1244
DELISTED
Univar Solutions Inc.
UNVR
– –
-65,000
Closed -$1.58M
SPPI
1245
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-109
Closed –
GER
1246
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-37,069
Closed -$1.43M
ABB
1247
DELISTED
ABB Ltd.
ABB
– –
-20,000
Closed -$481K
NKG
1248
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
– –
-24,753
Closed -$312K
COUP
1249
DELISTED
Coupa Software Incorporated
COUP
– –
0
– –
IVC
1250
DELISTED
Invacare Corporation
IVC
– –
0
– –
48 49
50
51 52