WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
+$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$31.1M
2
AVGO icon
Broadcom
AVGO
+$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GMHIW
1151
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
-25,000
Closed -$32K
GPOR
1152
DELISTED
Gulfport Energy Corp.
GPOR
– –
0
– –
ORSNU
1153
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
– –
-39,900
Closed -$406K
CFFAU
1154
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
– –
-175,000
Closed -$1.91M
AMAG
1155
DELISTED
AMAG Pharmaceuticals, Inc.
AMAG
– –
0
– –
WMGI
1156
DELISTED
Wright Medical Group Inc
WMGI
– –
0
– –
NFINU
1157
DELISTED
Netfin Acquisition Corp. Unit
NFINU
– –
-58,000
Closed -$584K
FPAC.U
1158
DELISTED
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
$0 ﹤0.01%
2
– –
VAL
1159
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-20,266
Closed -$9K
AGFSW
1160
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$0 ﹤0.01%
36,347
+200
+0.6% –
GCAP
1161
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
0
– –
DNR
1162
DELISTED
Denbury Resources, Inc.
DNR
– –
0
– –
ARYAU
1163
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
– –
-59,920
Closed -$659K
ARYAW
1164
DELISTED
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
– –
-11,951
Closed -$21K
TECD
1165
DELISTED
Tech Data Corp
TECD
– –
-28,488
Closed -$3.73M
IOTS
1166
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
– –
-49,601
Closed -$555K
CHK.PRD
1167
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
– –
-36,953
Closed -$160K
TACOW
1168
DELISTED
Del Taco Restaurants, Inc. Warrants
TACOW
– –
-103,509
Closed -$6K
ACTTU
1169
DELISTED
Act II Global Acquisition Corp. Unit
ACTTU
– –
-281,200
Closed -$2.98M
ACTTW
1170
DELISTED
Act II Global Acquisition Corp. Warrant
ACTTW
– –
-89,300
Closed -$62K
PGNX
1171
DELISTED
Progenics Pharmaceuticals Inc
PGNX
– –
-853,416
Closed -$3.24M
PAACR
1172
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
– –
-123,826
Closed -$24K
PAACU
1173
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
– –
-40,000
Closed -$417K
PAACW
1174
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
– –
-209,600
Closed -$10K
IMVTW
1175
DELISTED
Immunovant, Inc. Warrants expiring 12/18/2024
IMVTW
– –
-275,622
Closed -$661K
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47
48 49