WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+3.65%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$7.27B
AUM Growth
+$2.2B
Cap. Flow
-$3.81B
Cap. Flow %
-52.45%
Top 10 Hldgs %
29.37%
Holding
1,739
New
411
Increased
258
Reduced
317
Closed
384

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$28.8M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$24M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$22M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$20.6M
5
HYMC icon
Hycroft Mining Holding Corp
HYMC
+$18M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$31.1M
2
AVGO icon
Broadcom
AVGO
+$28.9M
3
FXB icon
Invesco CurrencyShares British Pound Sterling Trust
FXB
+$22.8M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$20.2M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$13.4M

Sector Composition

1 Real Estate 2.42%
2 Industrials 1.46%
3 Consumer Discretionary 1.45%
4 Financials 0.91%
5 Technology 0.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RIDE
1101
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-14,810
Closed -$2.31M
IAA
1102
DELISTED
IAA, Inc. Common Stock
IAA
– –
-30,000
Closed -$898K
BLNKW
1103
DELISTED
Blink Charging Co. Warrant
BLNKW
– –
-10,404
Closed -$6K
VLDR
1104
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-50,200
Closed -$510K
SJI
1105
DELISTED
South Jersey Industries, Inc.
SJI
– –
0
– –
ABMD
1106
DELISTED
Abiomed Inc
ABMD
– –
-919
Closed -$133K
TEN
1107
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-94,711
Closed -$340K
ESSCU
1108
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
– –
-300,000
Closed -$2.94M
CHNG
1109
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-102,218
Closed -$1.02M
AVGOP
1110
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-160
Closed -$150K
SMM
1111
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-99,935
Closed -$347K
RDUS
1112
DELISTED
Radius Health, Inc.
RDUS
– –
0
– –
CERN
1113
DELISTED
Cerner Corp
CERN
– –
-1,176
Closed -$74K
NEV
1114
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-11,980
Closed -$156K
AVTR.PRA
1115
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
-297,617
Closed -$13.4M
MYC
1116
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
– –
-18,351
Closed -$242K
VNE
1117
DELISTED
Veoneer, Inc.
VNE
– –
0
– –
AEPPL
1118
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-19,623
Closed -$951K
PVG
1119
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
0
– –
VCRA
1120
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
0
– –
ADXS
1121
DELISTED
Advaxis, Inc.
ADXS
– –
-119
Closed –
INOV
1122
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-55,000
Closed -$916K
FLXN
1123
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-300
Closed -$2K
EBSB
1124
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-56,314
Closed -$631K
JHB
1125
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-45,885
Closed -$394K
43 44
45
46 47