WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GRSHU
1101
DELISTED
Gores Holdings III, Inc. Units
GRSHU
– –
-83,600
Closed -$919K
GSAH.WS
1102
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
– –
-67,754
Closed -$156K
GSAH.U
1103
DELISTED
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
– –
-48,796
Closed -$575K
IPHS
1104
DELISTED
Innophos Holdings, Inc.
IPHS
– –
-33,613
Closed -$1.07M
VRTSP
1105
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
– –
-171,615
Closed -$17.4M
CBPX
1106
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
– –
-14,476
Closed -$527K
CISN
1107
DELISTED
Cision Ltd. Ordinary Share
CISN
– –
-106,968
Closed -$1.07M
UCFC
1108
DELISTED
United Community Financial Corp
UCFC
– –
-129,650
Closed -$1.51M
ACHN
1109
DELISTED
Achillion Pharmaceuticals, Inc.
ACHN
– –
-63,091
Closed -$380K
WCG
1110
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-26,385
Closed -$8.71M
MDR
1111
DELISTED
McDermott International
MDR
– –
-39,024
Closed -$26K
MOSC.WS
1112
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
– –
-347,520
Closed -$337K
BOLD
1113
DELISTED
Audentes Therapeutics, Inc
BOLD
– –
-7,091
Closed -$424K
SRCI
1114
DELISTED
SRC Energy Inc
SRCI
– –
-375,481
Closed -$1.55M
WAIR
1115
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-213,685
Closed -$2.35M
MDCO
1116
DELISTED
Medicines Co
MDCO
– –
0
– –
AVP
1117
DELISTED
Avon Products, Inc.
AVP
– –
-7,657
Closed -$43K
DISH
1118
DELISTED
DISH Network Corp.
DISH
– –
0
– –
MUS
1119
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
– –
-52,454
Closed -$659K
MYF
1120
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
– –
-45,904
Closed -$647K
MFT
1121
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-52,503
Closed -$711K
IBTX
1122
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-33,661
Closed -$1.87M
NBO
1123
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
– –
-10,513
Closed -$131K
JSD
1124
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-126,903
Closed -$1.93M
THCAU
1125
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
– –
-90,000
Closed -$908K
43 44
45
46 47