WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
$32.1M
4
AMZN icon
Amazon
AMZN
$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GMZ
1076
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-35,447
Closed -$1.51M
WRLSW
1077
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$0 ﹤0.01%
2,587
– –
EDTXW
1078
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
– –
-99,900
Closed -$36K
AYR
1079
DELISTED
Aircastle Limited
AYR
– –
-78,324
Closed -$2.51M
TIBRW
1080
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-100,000
Closed -$113K
PEGI
1081
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-60,310
Closed -$1.61M
AKS
1082
DELISTED
AK Steel Holding Corp.
AKS
– –
-162,393
Closed -$534K
DDMX
1083
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
– –
-100,000
Closed -$1.02M
DDMXW
1084
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
– –
-78,000
Closed -$34K
ZAYO
1085
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-62,249
Closed -$2.16M
INF
1086
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
– –
-118,660
Closed -$1.66M
CTACU
1087
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
– –
-700
Closed -$8K
CTACW
1088
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
– –
-5,000
Closed -$11K
FLLCW
1089
DELISTED
Fellazo Inc. Warrant
FLLCW
– –
-150,000
Closed -$7K
FLLC
1090
DELISTED
Fellazo Inc. Ordinary Shares
FLLC
– –
-50,000
Closed -$497K
FLLCR
1091
DELISTED
Fellazo Inc. Right
FLLCR
– –
-150,000
Closed -$25K
DERM
1092
DELISTED
Dermira, Inc.
DERM
– –
0
– –
TKKSR
1093
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
– –
-115,198
Closed -$28K
TKKSW
1094
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-234,400
Closed -$14K
BRPM.U
1095
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
– –
-35,358
Closed -$371K
BRPM.WS
1096
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-20,200
Closed -$16K
BWMCW
1097
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-45,096
Closed -$27K
LTS
1098
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-461,732
Closed -$1.61M
CRCM
1099
DELISTED
CARE.COM, INC.
CRCM
– –
-3,970
Closed -$59K
DPLO
1100
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-201,255
Closed -$805K
42 43
44
45 46