WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
-4.61%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.07B
AUM Growth
-$307M
Cap. Flow
-$3.6B
Cap. Flow %
-71.15%
Top 10 Hldgs %
26.55%
Holding
1,651
New
457
Increased
290
Reduced
218
Closed
331

Top Buys

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$56.9M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$19.8M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$15.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$15.3M
5
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.8M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$117M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AMZN icon
Amazon
AMZN
+$20.4M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
+$17.4M

Sector Composition

1 Real Estate 3.79%
2 Industrials 2.17%
3 Technology 2.09%
4 Financials 1.76%
5 Consumer Discretionary 1.44%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MFL
1026
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-109,134
Closed -$1.45M
VNE
1027
DELISTED
Veoneer, Inc.
VNE
– –
0
– –
PVG
1028
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
0
– –
VCRA
1029
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
0
– –
XLNX
1030
DELISTED
Xilinx Inc
XLNX
– –
-4,077
Closed -$398K
VMM
1031
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-53,446
Closed -$702K
ADXS
1032
DELISTED
Advaxis, Inc.
ADXS
$0 ﹤0.01%
119
– –
GGO
1033
DELISTED
The Gabelli Go Anywhere Trust
GGO
$0 ﹤0.01%
74
-11,533
-99% –
LATNU
1034
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
– –
-100,000
Closed -$1.02M
GLEO.U
1035
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
– –
-70,000
Closed -$716K
AMHCU
1036
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
– –
-275,000
Closed -$2.77M
SRACU
1037
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
– –
-125,000
Closed -$1.29M
TLND
1038
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
0
– –
ALUS.U
1039
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
– –
-150,000
Closed -$1.51M
NAV
1040
DELISTED
Navistar International
NAV
– –
-3,093
Closed -$89K
DSE
1041
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-33,397
Closed -$1.28M
GRUB
1042
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
0
– –
MEN
1043
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-40,301
Closed -$449K
RPLA
1044
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-172,107
Closed -$1.73M
NSCO.WS
1045
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$0 ﹤0.01%
+200
New –
OCSI
1046
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-13,430
Closed -$109K
BAF
1047
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-11,293
Closed -$160K
PE
1048
DELISTED
PARSLEY ENERGY INC
PE
– –
-312,629
Closed -$5.91M
HDS
1049
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-3,800
Closed -$152K
TZACU
1050
DELISTED
Tenzing Acquisition Corp. Units
TZACU
– –
-25,000
Closed -$257K
40 41
42
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