WAM

Wolverine Asset Management Portfolio holdings

AUM $5.98B
1-Year Return 2.56%
This Quarter Return
+1.84%
1 Year Return
+2.56%
3 Year Return
+7.37%
5 Year Return
+11.25%
10 Year Return
+21.23%
AUM
$5.37B
AUM Growth
+$711M
Cap. Flow
-$2.89B
Cap. Flow %
-53.75%
Top 10 Hldgs %
23.81%
Holding
1,479
New
260
Increased
290
Reduced
225
Closed
285

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$129M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$79.6M
3
XLP icon
Consumers Staples Select Sector SPDR Fund
XLP
+$32.1M
4
AVGO icon
Broadcom
AVGO
+$24M
5
AMZN icon
Amazon
AMZN
+$20.3M

Top Sells

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$24.3M
2
AABA
Altaba Inc. Common Stock
AABA
+$19.5M
3
TWO
Two Harbors Investment
TWO
+$12.9M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$12.4M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$10.6M

Sector Composition

1 Real Estate 4.36%
2 Consumer Discretionary 2.59%
3 Technology 2.4%
4 Industrials 2.32%
5 Healthcare 1.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZNGA
1026
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
0
– –
PBCT
1027
DELISTED
People's United Financial Inc
PBCT
– –
-10,119
Closed -$158K
VNE
1028
DELISTED
Veoneer, Inc.
VNE
– –
0
– –
PVG
1029
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
0
– –
VCRA
1030
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
– –
0
– –
ASLEW
1031
DELISTED
AerSale Corporation Warrants
ASLEW
– –
-40,000
Closed -$18K
ADXS
1032
DELISTED
Advaxis, Inc.
ADXS
$0 ﹤0.01%
119
– –
FIV
1033
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-8,290
Closed -$73K
INOV
1034
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-125,000
Closed -$2.05M
FLXN
1035
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
0
– –
VTA
1036
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-69,493
Closed -$765K
PFPT
1037
DELISTED
Proofpoint, Inc.
PFPT
– –
-25,800
Closed -$3.33M
TLND
1038
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
0
– –
THCBU
1039
DELISTED
Tuscan Holdings Corp. Unit
THCBU
– –
-99,911
Closed -$1.07M
WORK
1040
DELISTED
Slack Technologies, Inc.
WORK
– –
0
– –
CATM
1041
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
0
– –
SSPKU
1042
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
– –
-100,000
Closed -$1.01M
GRUB
1043
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-39
Closed -$4K
LACQ
1044
DELISTED
Leisure Acquisition Corp.
LACQ
– –
-200,000
Closed -$2.05M
LACQU
1045
DELISTED
Leisure Acquisition Corp. Unit
LACQU
– –
-39,603
Closed -$422K
GWPH
1046
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-9,000
Closed -$1.04M
NMY
1047
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-43,893
Closed -$585K
QEP
1048
DELISTED
QEP RESOURCES, INC.
QEP
– –
-1,500
Closed -$5K
NPN
1049
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
– –
-206
Closed -$2K
SBE.U
1050
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
– –
-350,000
Closed -$3.5M
40 41
42
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